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Reachability Prediction and Optimal Path Planning for Autonomous Ocean Vehicles

Mulé, E.M., 2025. Reachability Prediction and Optimal Path Planning for Autonomous Ocean Vehicles. SM Thesis, Massachusetts Institute of Technology, Joint Program in Applied Ocean Science and Engineering, September 2025.

For intelligent ocean exploration and sustainable ocean utilization, the need for smart autonomous underwater vehicles (AUVs), surface craft, and small aircraft is rapidly increasing. Creating time-optimal navigation routes for these vehicles has wide-ranging applications, including ocean data collection, transportation and distribution of goods, naval operations, search and rescue, detecting marine pollution, ocean cleanup, conservation, and solar-windwave energy harvesting. In this thesis, we employ the Massachusetts Institute of Technology– Multidisciplinary Simulation, Estimation, and Assimilation Systems (MIT-MSEAS) time-optimal and hazard-time-optimal path planning theory and schemes based on exact Hamilton–Jacobi partial differential equations (PDEs) and Level Set methods. We apply this methodology to ocean gliders and floats during several real-time sea experiments—the Mini-Adaptive Sampling Test Run (MASTR) and Grand Adaptive Sampling Experiment (GRASE) in the Gulf of Mexico, and the New England Seamounts Acoustic (NESMA) experiment in the North Atlantic. Using the MIT-MSEAS multi-resolution ocean modeling and data assimilation system to provide deterministic and probabilistic ocean current forecasts, we compute time-reachable sets as well as time-optimal paths for a variety of ocean vehicle missions. The governing differential equations for reachability analysis and time-optimal path planning were numerically integrated in real time, forced by our large-ensemble ocean forecasts. We illustrated deterministic and probabilistic forward reachability analyses, glider recovery planning, time-optimal routing for gliders in distress, and planning of future glider and float deployments. Results show that the actual paths of gliders were contained within our reachable set forecasts and in accord with the dynamic reachability fronts. These forecasts were successfully employed for glider recovery and informed strategic decisions for future missions. Additionally, we demonstrated the ability to incorporate risk such as severe weather or vessel traffic into hazard-time-optimal path planning for simulated collaborative air-sea drone missions. Overall, the integration of data-driven multi-resolution ocean modeling with exact reachability theory and numerical schemes enables principled, operationally relevant path planning for diverse ocean missions.

Lagrangian Flow Map Analysis of Ocean Dynamics and Material Transports

Real-time Optimal Planning and Adaptive Sampling for Multi-Platform Operations in the Gulf of Mexico

Evaluation of Analytical Turbulence Closures for Quasi-Geostrophic Ocean Flows with Coastal Boundaries

Towards Probabilistic Dynamically-Orthogonal Primitive Equation Forecasts for the Gulf of Mexico

Rodriguez, V.A., 2025. Towards Probabilistic Dynamically-Orthogonal Primitive Equation Forecasts for the Gulf of Mexico. SM Thesis, Massachusetts Institute of Technology, Mechanical Engineering, September 2025.

Forecasting circulation in the Gulf of Mexico requires an explicit treatment of uncertainty associated with the Loop Current and its eddies, whose geometry and timing can fluctuate irregularly and lead to chaotic deterministic forecasts. Building on the dynamically orthogonal (DO) methodology for evolving low-rank stochastic representations and on efficient DO numerical schemes for geophysical fluid flows, this thesis develops and assesses massive probabilistic Primitive Equation (PE) hindcasts for the Gulf using the Dynamically Orthogonal Primitive Equations (DO–PE) framework as implemented for realistic ocean dynamics in previous MIT-MSEAS studies. The workflow extracts a time-dependent stochastic subspace from a balanced MIT MSEAS PE ensemble via singular-value decomposition, represents the initial non-Gaussian coefficient cloud with Gaussian mixture models, and subsequently evolves the DO–PE mean, modes, and coefficients under dynamics, numerics, and forcings consistent with the MIT MSEAS PE modeling system.

A 12-day hindcast simulation experiment spanning 28 May–8 June 2015 quantifies skill and convergence across truncations, with weak-type tests (means, standard deviations, kernel-density marginals) and strong-type tests against matched full-order realizations started from identical initial states. Consistent patterns emerge. Uncertainty concentrates along the Loop Current jet, the Yucatán inflow, and eddy peripheries. For weak convergence, as the retained dynamic modes increase from 15 to 60, standard-deviation maps sharpen and expand coherently along these dynamically active features, and the statistics indicate convergence with the normalized RMSEs for both mean and standard deviation fields decreasing in a largely monotonic fashion. At depth and for sea-surface height, late-time mean-error behavior can become mildly non-monotonic, indicating sensitivity to mode allocation among variables. In strong-convergence experiments, DO–PE reconstructions initialized at coefficient quantiles closely track the corresponding full-order trajectories: pathwise misfits remain modest, organize along shear zones, and their RMSE time series lie below persistence and within the envelopes implied by the weak-type spread, reinforcing that truncation primarily filters small-scale content while preserving trajectory-level evolution over the 10–12-day window.

Together, these results demonstrate a practical, reproducible pipeline for massive probabilistic forecasting in the Gulf of Mexico that respects PE dynamics while quantifying and localizing forecast uncertainty in flow-dependent ways (details, configuration, and figures in Chapters 3–4). This thesis also introduces dynamic web pages for the interactive visualization of DO–PE output, facilitating the inspection of mean fields, modes, and standard deviations over time in Chapter 5.