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Impact of River Inputs on Sound Speed Structures in the Bay of Bengal

Jana, S., A. Gangopadhyay, P.F.J. Lermusiaux, A. Chakraborty, and P.J. Haley, Jr., 2024. Impact of River Inputs on Sound Speed Structures in the Bay of Bengal. In: OCEANS '24 IEEE/MTS Singapore, 14–18 April 2024, in press.

The Bay of Bengal (BoB) exhibits a distinctive pattern of surface freshening primarily resulting from runoff originating from several major rivers and the monsoon precipitation. This freshening significantly modulates the spatial and temporal variations in the thermohaline structure, ultimately shaping the sound speed structure within this region. This study investigates the seasonal impact of river input on the sound speed structure of the BoB through two numerical simulations with and without river input using the Regional Ocean Modeling System (ROMS). The findings indicate that river inputs consistently reduce the surface sound speed across the domain throughout the year, with the most noticeable effect occurring in the northern part of BoB during the post-monsoon months of October and November. During this period, the surface variability is predominately driven by salinity variations induced by river inputs. In contrast, in the subsurface layers, the influence of reduced salinity becomes less pronounced with increasing depth, and the temperature modulations brought about by river inputs play a more important role. Freshening in the surface layers leads to the creation of a stratified barrier layer just below the mixed layer. Consequently, this results in the formation of warm temperature inversions in the subsurface layers, with cooling occurring beneath them. These phenomena contribute to variations in the sound speed, causing it to increase within the inversion layer and decrease below it. Notably, the sonic layer depth (SLD) is found to become shallower in the presence of river inputs during the post-monsoon and winter seasons in the northern BoB. The combination of enhanced vertical salinity gradients and subsurface temperature inversions significantly amplifies the vertical gradient of sound speed above the SLD. This, in turn, may lead to the development of more robust surface ducts and the expansion of shadow zones beneath the SLD.

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Dynamically Orthogonal Narrow-Angle Parabolic Equations for Stochastic Underwater Sound Propagation. Part II: Applications

Ali, W.H., and P.F.J. Lermusiaux, 2024b. Dynamically Orthogonal Narrow-Angle Parabolic Equations for Stochastic Underwater Sound Propagation. Part II: Applications. Journal of the Acoustical Society of America 155(1), 656-672. doi:10.1121/10.0024474

The stochastic dynamically orthogonal (DO) narrow-angle parabolic equations (NAPEs) are exemplified and their properties and capabilities are described using three new 2D stochastic range-independent and range-dependent test cases with uncertain sound speed field, bathymetry, and source location. We validate results against ground-truth deterministic analytical solutions and direct Monte Carlo predictions of acoustic pressure and transmission loss fields. We verify the stochastic convergence and computational advantages of the DO-NAPEs and discuss the differences with normal mode approaches. Results show that a single DO-NAPE simulation can accurately predict stochastic range-dependent acoustic fields and their non-Gaussian probability distributions, with computational savings of several orders of magnitude when compared to direct Monte Carlo methods. With their coupling properties and their adaptation in range to the dominant uncertainties, the DO-NAPEs are shown to predict accurate statistics, from mean and variance to multiple modes and full probability distributions, and to provide excellent reconstructed realizations, from amplitudes and phases to other specific properties of complex realization fields.

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Dynamically Orthogonal Narrow-Angle Parabolic Equations for Stochastic Underwater Sound Propagation. Part I: Theory and Schemes

Ali, W.H., and P.F.J. Lermusiaux, 2024a. Dynamically Orthogonal Narrow-Angle Parabolic Equations for Stochastic Underwater Sound Propagation. Part I: Theory and Schemes. Journal of the Acoustical Society of America 155(1), 640-655. doi:10.1121/10.0024466

Robust informative acoustic predictions require precise knowledge of ocean physics, bathymetry, seabed, and acoustic parameters. However, in realistic applications, this information is uncertain due to sparse and heterogeneous measurements and complex ocean physics. Efficient techniques are thus needed to quantify these uncertainties and predict the stochastic acoustic wave fields. In this work, we derive and implement new stochastic differential equations that predict the acoustic pressure fields and their probability distributions. We start from the stochastic acoustic parabolic equation (PE) and employ the instantaneously-optimal Dynamically Orthogonal (DO) equations theory. We derive stochastic DO-PEs that dynamically reduce and march the dominant multi-dimensional uncertainties respecting the nonlinear governing equations and non-Gaussian statistics. We develop the dynamical reduced-order DO-PEs theory for the Narrow-Angle PE (NAPE) and implement numerical schemes for discretizing and integrating the stochastic acoustic fields.

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Gaussian Beam Migration for Wide-Area Deep Ocean Floor Mapping

Charous, A., W.H. Ali, P. Ryu, D. Brown, K. Arsenault, B. Cho, K. Rimpau, A. March, and P.F.J. Lermusiaux, 2023. Gaussian Beam Migration for Wide-Area Deep Ocean Floor Mapping. In: OCEANS '23 IEEE/MTS Gulf Coast, 25–28 September 2023. doi:10.23919/OCEANS52994.2023.10337362

Cost-effective seafloor mapping at high resolution is yet to be attained. A possible solution consists of using a mobile, wide-aperture, sparse array with subarrays distributed across multiple autonomous surface vessels. Such wide-area mapping with multiple dynamic sources and receivers require accurate modeling and processing systems for imaging the seabed. In this paper, we focus on computational schemes and challenges for such high-resolution acoustic imaging or migration. Starting from the imaging condition from the adjoint-state method, we derive a closed-form expression for Gaussian beam migration in stratified media. We employ this technique on simulated data and on real data collected with our novel acoustic array over shipwrecks in the Boston Harbor. We compare Gaussian beam migration with diffraction stack and Kirchhoff migration, and we find that Gaussian beam migration produces the clearest images with the fewest artifacts.

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MSEAS-ParEq for Ocean-Acoustic Modeling around the Globe

Ali, W.H., A. Charous, C. Mirabito, P.J. Haley, Jr., and P.F.J. Lermusiaux, 2023. MSEAS-ParEq for Ocean-Acoustic Modeling around the Globe. In: OCEANS '23 IEEE/MTS Gulf Coast, 25–28 September 2023. doi:10.23919/OCEANS52994.2023.10337377

The multi-scale dynamics of oceanic processes and the complex propagation of acoustic waves are fundamental challenges in marine sciences and operations. Recent computing advances enable such multiresolution ocean and acoustic modeling, but a fully integrated system for sustained coupled predictions and Bayesian data assimilation remains needed. In this study, we integrate the MSEAS Primitive Equation (PE) ocean modeling system and the MSEAS acoustic Parabolic Equation (ParEq) solver, enabling real-time coupled ocean and acoustic predictions. Realistic applications in Massachusetts Bay, the Norwegian Sea, the western Mediterranean Sea, and the New York Bight are used to demonstrate capabilities and validate predictions in diverse shallow and deep-water environments. Results provide the foundation for an end-to-end system for coupled ocean-acoustic probabilistic modeling, Bayesian inversion, and learning.

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A Wide-Area Deep Ocean Floor Mapping System: Design and Sea Tests

Ryu, P., D. Brown, K. Arsenault, B. Cho, A. March, W.H. Ali, A. Charous, and P.F.J. Lermusiaux, 2023. A Wide-Area Deep Ocean Floor Mapping System: Design and Sea Tests. Geomatics 3(1), 290–311. doi:10.3390/geomatics3010016. Special issue "Advances in Ocean Mapping and Nautical Cartography."

Mapping the seafloor in the deep ocean is currently performed using sonar systems on surface vessels (low-resolution maps) or undersea vessels (high-resolution maps). Surface-based mapping can cover a much wider search area and is not burdened by the complex logistics required for deploying undersea vessels. However, practical size constraints for a tow body or hull-mounted sonar array result in limits in beamforming and imaging resolution. For cost-effective high-resolution mapping of the deep ocean floor from the surface, a mobile wide-aperture sparse array with subarrays distributed across multiple autonomous surface vessels (ASVs) has been designed. Such a system could enable a surface-based sensor to cover a wide area while achieving high-resolution bathymetry, with resolution cells on the order of 1 m2 at a 6 km depth. For coherent 3D imaging, such a system must dynamically track the precise relative position of each boat’s sonar subarray through ocean-induced motions, estimate water column and bottom reflection properties, and mitigate interference from the array sidelobes. Sea testing of this core sparse acoustic array technology has been conducted, and planning is underway for relative navigation testing with ASVs capable of hosting an acoustic subarray.

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Stochastic Acoustic Ray Tracing with Dynamically Orthogonal Differential Equations

Humara, M.J., W.H. Ali, A. Charous, M. Bhabra, and P.F.J. Lermusiaux, 2022. Stochastic Acoustic Ray Tracing with Dynamically Orthogonal Differential Equations. In: OCEANS '22 IEEE/MTS Hampton Roads, 17–20 October 2022, pp. 1–10. doi:10.1109/OCEANS47191.2022.9977252

Developing accurate and computationally efficient models for underwater sound propagation in the uncertain, dynamic ocean environment is inherently challenging. In this work, we evaluate the potential of dynamic reduced-order modeling for stochastic ray tracing. We obtain and implement the stochastic dynamically-orthogonal (DO) differential equations for Ray Tracing (DO-Ray). With stochastic DO-Ray, we can start from non-Gaussian environmental uncertainties and compute the stochastic acoustic ray fields in a dynamic reduced order fashion, all while preserving the dominant complex statistics of the ocean environment and the nonlinear relations with ray dynamics. We develop varied algorithms and discuss implementation challenges and solutions, using direct Monte Carlo for comparison. We showcase results in an uncertain deep-sound channel example and observe the ability to represent the stochastic ray trace fields in a dynamic reduced-order fashion.

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Real-time Probabilistic Coupled Ocean Physics-Acoustics Forecasting and Data Assimilation for Underwater GPS

Lermusiaux, P.F.J., C. Mirabito, P.J. Haley, Jr., W.H. Ali, A. Gupta, S. Jana, E. Dorfman, A. Laferriere, A. Kofford, G. Shepard, M. Goldsmith, K. Heaney, E. Coelho, J. Boyle, J. Murray, L. Freitag, and A. Morozov, 2020. Real-time Probabilistic Coupled Ocean Physics-Acoustics Forecasting and Data Assimilation for Underwater GPS. In: OCEANS '20 IEEE/MTS, 5-30 October 2020, pp. 1-9. doi:10.1109/IEEECONF38699.2020.9389003

The widely-used Global Positioning System (GPS) does not work underwater. This presents a severe limitation on the communication capabilities and deployment options for undersea assets such as AUVs and UUVs. To address this challenge, the Positioning System for Deep Ocean Navigation (POSYDON) program aims to develop an undersea system that provides omnipresent, robust positioning across ocean basins. To do so, it is critically important to accurately model sound waves and signals under diverse, and often uncertain, undersea environmental conditions. Probabilistic estimates of the four-dimensional variability of the fields of sound speed, salinity, temperature, and currents are thus needed. In this paper, we employ our MSEAS primitive-equation and error subspace data-assimilative ensemble ocean forecasting system during two real-time POSYDON sea exercises, one in winter 2017 and another in August 2018. We provide real-time high-resolution estimates of sound speed fields and their uncertainty, and describe the ocean conditions from submesoscales eddies and internal tides to warm core rings and larger-scale circulations. We verify our results against independent data of opportunity; in all cases, we show that our probabilistic forecasts demonstrate skill.

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Multi-resolution Probabilistic Ocean Physics-Acoustic Modeling: Validation in the New Jersey Continental Shelf

Lermusiaux, P.F.J., P.J. Haley, Jr., C. Mirabito, W.H. Ali, M. Bhabra, P. Abbot, C.-S. Chiu, and C. Emerson, 2020. Multi-resolution Probabilistic Ocean Physics-Acoustic Modeling: Validation in the New Jersey Continental Shelf. In: OCEANS '20 IEEE/MTS, 5-30 October 2020, pp. 1-9. doi:10.1109/IEEECONF38699.2020.9389193

The reliability of sonar systems in the littoral environment is greatly affected by the variability of the surrounding nonlinear ocean dynamics. This variability occurs on multiple scales in space and time, and involves multiple interacting processes, from internal tides and waves to meandering fronts, eddies, boundary layers, and strong air-sea interactions. We utilize our high-resolution MSEAS-PE ocean modeling system to hindcast the ocean physical environment off the New Jersey continental shelf for the end of June 2009, and then utilize our new MSEAS probabilistic acoustic NAPE and WAPE solvers in a coupled ocean physics-acoustic modeling fashion to predict the transmission and integrated transmission losses, respectively. The coupled models are described, and their predictions verified against independent ocean physics observations and sound propagation measurements from acoustic sources and receivers in the region. Our high-resolution ocean simulations are shown to substantial reduce the RMSE and bias of the coarser simulations. Our acoustic simulations of deterministic and stochastic TL fields also show significant skill.

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Multiscale multiphysics data-informed modeling for three-dimensional ocean acoustic simulation and prediction

Duda, T.F., Y.-T. Lin, A.E. Newhall, K.R. Helfrich, J.F. Lynch, W.G. Zhang, P.F.J. Lermusiaux, and J. Wilkin, 2019. Multiscale Multiphysics Data-Informed Modeling for Three-Dimensional Ocean Acoustic Simulation and Prediction. Journal of the Acoustical Society of America, 146(3), 1996–2015. doi:10.1121/1.5126012

Three-dimensional (3D) underwater sound field computations have been used for a few decades to understand sound propagation effects above sloped seabeds and in areas with strong 3D temperature and salinity variations. For an approximate simulation of effects in nature, the necessary 3D sound-speed field can be made from snapshots of temperature and salinity from an operational data-driven regional ocean model. However, these models invariably have resolution constraints and physics approximations that exclude features that can have strong effects on acoustics, example features being strong submesoscale fronts and nonhydrostatic nonlinear internal waves (NNIWs). Here, work to predict NNIW fields to improve 3D acoustic forecasts using an NNIW model nested in a tide-inclusive data-assimilating regional model is reported. The work was initiated under the Integrated Ocean Dynamics and Acoustics project. The project investigated ocean dynamical processes that affect important details of sound-propagation, with a focus on those with strong intermittency (high kurtosis) that are challenging to predict deterministically. Strong internal tides and NNIW are two such phenomena, with the former being precursors to NNIW, often feeding energy to them. Successful aspects of the modeling are reported along with weaknesses and unresolved issues identified in the course of the work.
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The “Integrated Ocean Dynamics and Acoustics” (IODA) Hybrid Modeling Effort

Duda, T.F., Y.-T. Lin, A.E. Newhall, K.R. Helfrich, W.G. Zhang, M. Badiey, P.F.J. Lermusiaux, J.A. Colosi, and J.F. Lynch, 2014. The “Integrated Ocean Dynamics and Acoustics” (IODA) Hybrid Modeling Effort, Proceedings of the international conference on Underwater Acoustics - 2014 (UA2014), 621-628.

Regional ocean models have long been integrated with acoustic propagation and scattering models, including work in the 1990s by Robinson and Lee. However, the dynamics in these models has been not inclusive enough to represent submesoscale features that are now known to be very important acoustically. The features include internal waves, thermohaline intrusions, and details of fronts. In practice, regional models predict internal tides at many locations, but the nonlinear steepening of these waves and their conversion to short nonlinear waves is often improperly modeled, because computationally prohibitive nonhydrostatic pressure is needed. To include the small-scale internal waves of tidal origin, a nested hybrid model is under development. The approach is to extract long-wavelength internal tide wave information from tidally forced regional models, use ray methods or mapping methods to determine internal-tide propagation patterns, and then solve two-dimensional high-resolution nonhydrostatic wave models to “fill-in” the internal wave details. The resulting predicted three-dimensional environment is then input to a fully three-dimensional parabolic equation acoustic code. The output from the nested ocean model, run in hindcast mode, is to be compared to field data from the Shallow Water 2006 (SW06) experiment to test and ground truth purposes
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Many Task Computing for Real-Time Uncertainty Prediction and Data Assimilation in the Ocean

Evangelinos, C., P.F.J. Lermusiaux, J. Xu, P.J. Haley, and C.N. Hill, 2011. Many Task Computing for Real-Time Uncertainty Prediction and Data Assimilation in the Ocean. IEEE Transactions on Parallel and Distributed Systems, Special Issue on Many-Task Computing, I. Foster, I. Raicu and Y. Zhao (Guest Eds.), 22, doi: 10.1109/TPDS.2011.64.

Uncertainty prediction for ocean and climate predictions is essential for multiple applications today. Many-Task Computing can play a significant role in making such predictions feasible. In this manuscript, we focus on ocean uncertainty prediction using the Error Subspace Statistical Estimation (ESSE) approach. In ESSE, uncertainties are represented by an error subspace of variable size. To predict these uncertainties, we perturb an initial state based on the initial error subspace and integrate the corresponding ensemble of initial conditions forward in time, including stochastic forcing during each simulation. The dominant error covariance (generated via SVD of the ensemble) is used for data assimilation. The resulting ocean fields are used as inputs for predictions of underwater sound propagation. ESSE is a classic case of Many Task Computing: It uses dynamic heterogeneous workflows and ESSE ensembles are data intensive applications. We first study the execution characteristics of a distributed ESSE workflow on a medium size dedicated cluster, examine in more detail the I/O patterns exhibited and throughputs achieved by its components as well as the overall ensemble performance seen in practice. We then study the performance/usability challenges of employing Amazon EC2 and the Teragrid to augment our ESSE ensembles and provide better solutions faster.
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Coupled Ocean-Acoustic prediction of transmission loss in a continental shelfbreak region: predictive skill, uncertainty quantification and dynamical sensitivities

Lermusiaux, P.F.J., J. Xu, C.F. Chen, S. Jan, L.Y. Chiu and Y.-J. Yang, 2010. Coupled Ocean-Acoustic prediction of transmission loss in a continental shelfbreak region: predictive skill, uncertainty quantification and dynamical sensitivities. IEEE Transactions, Journal of Oceanic Engineering, 35(4) 895-916. doi:10.1109/JOE.2010.2068611.

In this paper, we quantify the dynamical causes and uncertainties of striking differences in acoustic transmission data collected on the shelf and shelfbreak in the northeastern Taiwan region within the context of the 2008 Quantifying, Predicting, and Exploiting Uncertainty (QPE 2008) pilot experiment. To do so, we employ our coupled oceanographic (4-D) and acoustic (Nx2-D) modeling systems with ocean data assimilation and a best-fit depth-dependent geoacoustic model. Predictions are compared to the measured acoustic data, showing skill. Using an ensemble approach, we study the sensitivity of our results to uncertainties in several factors, including geoacoustic parameters, bottom layer thickness, bathymetry, and ocean conditions. We find that the lack of signal received on the shelfbreak is due to a 20-dB increase in transmission loss (TL) caused by bottom trapping of sound energy during up-slope transmissions over the complex and deeper bathymetry. Sensitivity studies on sediment properties show larger but isotropic TL variations on the shelf and smaller but more anisotropic TL variations over the shelfbreak. Sediment sound-speed uncertainties affect the shape of the probability density functions of the TLs more than uncertainties in sediment densities and attenuations. Diverse thicknesses of sediments lead to only limited effects on the TL. The small bathymetric data uncertainty is modeled and also leads to small TL variations. We discover that the initial transport conditions in the Taiwan Strait can affect acoustic transmissions downstream more than 100 km away, especially above the shelfbreak. Simulations also reveal internal tides and we quantify their spatial and temporal effects on the ocean and acoustic fields. One type of predicted waves are semidiurnal shelfbreak internal tides propagating up-slope with wavelengths around 40-80 km, horizontal phase speeds of 0.5-1 m/s, and vertical peak-to-peak displacements of isotherms of 20-60 m. These waves lead to variations of broadband TL estimates over 5-6-km range that are more isotropic and on bearing average larger (up to 5-8-dB amplitudes) on the shelf than on the complex shelfbreak where the TL varies rapidly with bearing angles.
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Merging Multiple Partial-Depth Data Time Series Using Objective Empirical Orthogonal Function Fitting

Lin, Y.-T., A.E. Newhall, T.F. Duda, P.F. J. Lermusiaux and P.J. Haley, Jr., 2010. Merging Multiple Partial-Depth Data Time Series Using Objective Empirical Orthogonal Function Fitting. IEEE Transactions, Journal of Oceanic Engineering. 35(4) 710-721. doi:10.1109/JOE.2010.2052875.

In this paper, a method for merging partial overlap- ping time series of ocean profiles into a single time series of profiles using empirical orthogonal function (EOF) decomposition with the objective analysis is presented. The method is used to handle internal waves passing two or more mooring locations from multiple directions, a situation where patterns of variability cannot be accounted for with a simple time lag. Data from one mooring are decomposed into linear combination of EOFs. Objective analysis using data from another mooring and these patterns is then used to build the necessary profile for merging the data, which is a linear combination of the EOFs. This method is applied to temperature data collected at a two vertical moorings in the 2006 New Jersey Shelf Shallow Water Experiment (SW06). Resulting profiles specify conditions for 35 days from sea surface to seafloor at a primary site and allow for reliable acoustic propagation modeling, mode decomposition, and beamforming.
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Automated Sensor Networks to Advance Ocean Science

Schofield, O., S. Glenn, J. Orcutt, M. Arrott, M. Meisinger, A. Gangopadhyay, W. Brown, R. Signell, M. Moline, Y. Chao, S. Chien, D. Thompson, A. Balasuriya, P.F.J. Lermusiaux and M. Oliver, 2010. Automated Sensor Networks to Advance Ocean Science. EOS, Vol. 91, No. 39, 28 September 2010.

Oceanography is evolving from a ship-based expeditionary science to a distributed, observatory- based approach in which scientists continuously interact with instruments in the field. These new capabilities will facilitate the collection of long- term time series while also providing an interactive capability to conduct experiments using data streaming in real time. The U.S. National Science Foundation has funded the Ocean Observatories Initiative (OOI), which over the next 5 years will deploy infrastructure to expand scientists’ ability to remotely study the ocean. The OOI is deploying infrastructure that spans global, regional, and coastal scales. A global component will address planetary- scale problems using a new network of moored buoys linked to shore via satellite telecommunications. A regional cabled observatory will “wire” a single region in the northeastern Pacific Ocean with a high-speed optical and power grid. The coastal component will expand existing coastal observing assets to study the importance of high-frequency forcing on the coastal environment. These components will be linked by a robust cyberinfrastructure (CI) that will integrate marine observatories into a coherent system of systems. This CI infrastructure will also provide a Web- based social network enabled by real- time visualization and access to numerical model information, to provide the foundation for adaptive sampling science. Thus, oceanographers will have access to automated machine-to-machine sensor networks that can be scalable to increase in size and incorporate new technology for decades to come. A case study of this CI in action shows how a community of ocean scientists and engineers located throughout the United States at 12 different institutions used the automated ocean observatory to address daily adaptive science priorities in real time.
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At-sea Real-time Coupled Four-dimensional Oceanographic and Acoustic Forecasts during Battlespace Preparation 2007

Lam, F.P, P.J. Haley, Jr., J. Janmaat, P.F.J. Lermusiaux, W.G. Leslie, and M.W. Schouten, 2009. At-sea Real-time Coupled Four-dimensional Oceanographic and Acoustic Forecasts during Battlespace Preparation 2007. Special issue of the Journal of Marine Systems on "Coastal processes: challenges for monitoring and prediction", Drs. J.W. Book, Prof. M. Orlic and Michel Rixen (Guest Eds.), 78, S306-S320, doi: 10.1016/j.jmarsys.2009.01.029.

Systems capable of forecasting ocean properties and acoustic performance in the littoral ocean are becoming a useful capability for scientific and operational exercises. The coupling of a data-assimilative nested ocean modeling system with an acoustic propagation modeling system was carried out at sea for the first time, within the scope of Battlespace Preparation 2007 (BP07) that was part of Marine Rapid Environmental Assessment (MREA07) exercises. The littoral region for our studies was southeast of the island of Elba ( Italy) in the Tyrrhenian basin east of Corsica and Sardinia. During BP07, several vessels collected in situ ocean data, based in part on recommendations from oceanographic forecasts. The data were assimilated into a four- dimensional high-resolution ocean modeling system. Sound-speed forecasts were then used as inputs for bearing- and range-dependent acoustic propagation forecasts. Data analyses are carried out and the set-up of the coupled oceanographic-acoustic system as well as the results of its real-time use are described. A significant finding is that oceanographic variability can considerably influence acoustic propagation properties, including the probability of detection, even in this apparently quiet region around Elba. This strengthens the importance of coupling at-sea acoustic modeling to real-time ocean forecasting. Other findings include the challenges involved in downscaling basin-scale modeling systems to high-resolution littoral models, especially in the Mediterranean Sea. Due to natural changes, global human activities and present model resolutions, the assimilation of synoptic regional ocean data is recommended in the region.
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Underwater acoustic sparse aperture system performance: Using transmitter channel state information for multipath & interference rejection

Puryear, A., L.J. Burton, P.F.J. Lermusiaux, and V.W.S. Chan, 2009. Underwater acoustic sparse aperture system performance: Using transmitter channel state information for multipath & interference rejection. OCEANS 2009-EUROPE, pp. 1-9, 11-14 May 2009, doi:10.1109/OCEANSE.2009.5278156.

Today’s situational awareness requirements in the undersea environment present severe challenges for acoustic communication systems. Acoustic propagation through the ocean environment severely limits the capacity of existing underwater communication systems. Specifically, the presence of internal waves coupled with the ocean sound channel creates a stochastic field that introduces deep fades and significant intersymbol interference (ISI) thereby limiting reliable communication to low data rates. In this paper we present a communication architecture that optimally predistorts the acoustic wave via spatial modulation and detects the acoustic wave with optimal spatial recombination to maximize reliable information throughput. This effectively allows the system to allocate its power to the most efficient propagation modes while mitigating ISI. Channel state information is available to the transmitter through low rate feedback. New results include the asymptotic distribution of singular values for a large number of apertures. Further, we present spatial modulation at the transmitter and spatial recombination at the receiver that asymptotically minimize bit error rate (BER). We show that, in many applications, the number of apertures can be made large enough so that asymptotic results approximate finite results well. Additionally, we show that the interference noise power is reduced proportional to the inverse of the number of receive apertures. Finally, we calculate the asymptotic BER for the sparse aperture acoustic system.
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Acoustically Focused Adaptive Sampling and On-board Routing for Marine Rapid Environmental Assessment

Wang, D., P.F.J. Lermusiaux, P.J. Haley, D. Eickstedt, W.G. Leslie and H. Schmidt, 2009. Acoustically Focused Adaptive Sampling and On-board Routing for Marine Rapid Environmental Assessment. Special issue of Journal of Marine Systems on "Coastal processes: challenges for monitoring and prediction", Drs. J.W. Book, Prof. M. Orlic and Michel Rixen (Guest Eds), 78, S393-S407, doi: 10.1016/j.jmarsys.2009.01.037.

Variabilities in the coastal ocean environment span a wide range of spatial and temporal scales. From an acoustic viewpoint, the limited oceanographic measurements and today’s ocean computational capabilities are not always able to provide oceanic-acoustic predictions in high-resolution and with enough accuracy. Adaptive Rapid Environmental Assessment (AREA) is an adaptive sampling concept being developed in connection with the emergence of Autonomous Ocean Sampling Networks and interdisciplinary ensemble predictions and adaptive sampling via Error Subspace Statistical Estimation (ESSE). By adaptively and optimally deploying in situ sampling resources and assimilating these data into coupled nested ocean and acoustic models, AREA can dramatically improve the estimation of ocean fields that matter for acoustic predictions. These concepts are outlined and a methodology is developed and illustrated based on the Focused Acoustic Forecasting-05 (FAF05) exercise in the northern Tyrrhenian sea. The methodology first couples the data-assimilative environmental and acoustic propagation ensemble modeling. An adaptive sampling plan is then predicted, using the uncertainty of the acoustic predictions as input to an optimization scheme which finds the parameter values of autonomous sampling behaviors that optimally reduce this forecast of the acoustic uncertainty. To compute this reduction, the expected statistics of unknown data to be sampled by different candidate sampling behaviors are assimilated. The predicted-optimal parameter values are then fed to the sampling vehicles. A second adaptation of these parameters is ultimately carried out in the water by the sampling vehicles using onboard routing, in response to the real ocean data that they acquire. The autonomy architecture and algorithms used to implement this methodology are also described. Results from a number of real-time AREA simulations using data collected during the Focused Acoustic Forecasting (FAF05) exercise are presented and discussed for the case of a single Autonomous Underwater Vehicle (AUV). For FAF05, the main AREA-ESSE application was the optimal tracking of the ocean thermocline based on ocean-acoustic ensemble prediction, adaptive sampling plans for vertical Yo-Yo behaviors and subsequent onboard Yo-Yo routing.
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Spatial and Temporal Variations in Acoustic propagation during the PLUSNet-07 Exercise in Dabob Bay

Xu, J., P.F.J. Lermusiaux, P.J. Haley Jr., W.G. Leslie and O.G. Logutov, 2008. Spatial and Temporal Variations in Acoustic propagation during the PLUSNet-07 Exercise in Dabob Bay. Acoustical Society of America, Proceedings of Meetings on Acoustics (POMA). 155th Meeting, Vol. 4. 11pp. doi: 10.1121/1.2988093.

We present the spatial and temporal variability of the acoustic field in Dabob Bay during the PLUSNet07 Exercise. The study uses a 4-D data-assimilative numerical ocean model to provide input to an acoustic propagation model. The ocean physics models (primitive-equations and tidal models), with CTD data assimilation, provided ocean predictions in the region. The output ocean forecasts had a 300m and 1-5m resolution in the horizontal and vertical directions, at 3-hour time intervals within a 15-day period. This environmental data, as the input to acoustic modeling, allowed for the prediction and study of the temporal variations of the acoustic field, as well as the varying spatial structures of the field. Using a one-way coupled-normal-mode code, along- and across-sections in the Dabob Bay acoustic field structures at 100, 400, and 900 Hz were forecasted and described twice-daily, for various source depths. Interesting propagation effects, such as acoustic fluctuations with respect to the source depth and frequency as a result of the regional ocean variability, wind forcing, and tidal effects are discussed. The novelty of this work lies in the possibility of accurate acoustic TL prediction in the littoral region by physically coupling the real-time ocean prediction system to real-time acoustic modeling.
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Adaptive Acoustical-Environmental Assessment for the Focused Acoustic Field-05 At-sea Exercise

Wang, D., P.F.J. Lermusiaux, P.J. Haley, W.G. Leslie and H. Schmidt, 2006. Adaptive Acoustical-Environmental Assessment for the Focused Acoustic Field-05 At-sea Exercise, Oceans 2006, 6pp, Boston, MA, 18-21 Sept. 2006, doi: 10.1109/OCEANS.2006.306904.

Variabilities in the coastal ocean environment span a wide range of spatial and temporal scales. From an acoustic viewpoint, the limited oceanographic measurements and today’s ocean modeling capabilities can’t always provide oceanic-acoustic predictions in sufficient detail and with enough accuracy. Adaptive Rapid Environmental Assessment (AREA) is a new adaptive sampling concept being developed in connection with the emergence of the Autonomous Ocean Sampling Network (AOSN) technology. By adaptively and optimally deploying in-situ measurement resources and assimilating these data in coupled nested ocean and acoustic models, AREA can dramatically improve the ocean estimation that matters for acoustic predictions and so be essential for such predictions. These concepts are outlined and preliminary methods are developed and illustrated based on the Focused Acoustic Forecasting-05 (FAF05) exercise. During FAF05, AREA simulations were run in real-time and engineering tests carried out, within the context of an at-sea experiment with Autonomous Underwater Vehicles (AUV) in the northern Tyrrhenian sea, on the eastern side of the Corsican channel.
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Path Planning Methods for Adaptive Sampling of Environmental and Acoustical Ocean Fields

Yilmaz, N.K., C. Evangelinos, N.M. Patrikalakis, P.F.J. Lermusiaux, P.J. Haley, W.G. Leslie, A.R. Robinson, D. Wang and H. Schmidt, 2006a. Path Planning Methods for Adaptive Sampling of Environmental and Acoustical Ocean Fields, Oceans 2006, 6pp, Boston, MA, 18-21 Sept. 2006, doi: 10.1109/OCEANS.2006.306841.

Adaptive sampling aims to predict the types and locations of additional observations that are most useful for specific objectives, under the constraints of the available observing network. Path planning refers to the computation of the routes of the assets that are part of the adaptive component of the observing network. In this paper, we present two path planning methods based on Mixed Integer Linear Programming (MILP). The methods are illustrated with some examples based on environmental ocean fields and compared to highlight their strengths and weaknesses. The stronger method is further demonstrated on a number of examples covering multi-vehicle and multi-day path planning, based on simulations for the Monterey Bay region. The framework presented is powerful and flexible enough to accommodate changes in scenarios. To demonstrate this feature, acoustical path planning is also discussed.
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Uncertainty Estimation and Prediction for Interdisciplinary Ocean Dynamics

Lermusiaux, P.F.J., 2006. Uncertainty Estimation and Prediction for Interdisciplinary Ocean Dynamics. Refereed manuscript, Special issue on "Uncertainty Quantification". J. Glimm and G. Karniadakis, Eds. Journal of Computational Physics, 217, 176-199. doi: 10.1016/j.jcp.2006.02.010.

Scientific computations for the quantification, estimation and prediction of uncertainties for ocean dynamics are developed and exemplified. Primary characteristics of ocean data, models and uncertainties are reviewed and quantitative data assimilation concepts defined. Challenges involved in realistic data-driven simulations of uncertainties for four-dimensional interdisciplinary ocean processes are emphasized. Equations governing uncertainties in the Bayesian probabilistic sense are summarized. Stochastic forcing formulations are introduced and a new stochastic-deterministic ocean model is presented. The computational methodology and numerical system, Error Subspace Statistical Estimation, that is used for the efficient estimation and prediction of oceanic uncertainties based on these equations is then outlined. Capabilities of the ESSE system are illustrated in three data-assimilative applications: estimation of uncertainties for physical-biogeochemical fields, transfers of ocean physics uncertainties to acoustics, and real-time stochastic ensemble predictions with assimilation of a wide range of data types. Relationships with other modern uncertainty quantification schemes and promising research directions are discussed.
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Prediction Systems with Data Assimilation for Coupled Ocean Science and Ocean Acoustics

Robinson, A.R. and P.F.J. Lermusiaux, 2004. Prediction Systems with Data Assimilation for Coupled Ocean Science and Ocean Acoustics, Proceedings of the Sixth International Conference on Theoretical and Computational Acoustics (A. Tolstoy, et al., editors), World Scientific Publishing, 325-342. Refereed invited Keynote Manuscript.

Ocean science and ocean acoustics today are engaged in coupled interdisciplinary research on both fundamental dynamics and applications. In this context interdisciplinary data assimilation, which melds observations and fundamental dynamical models for field and parameter estimation is emerging as a novel and powerful methodology, but computational demands present challenging constraints which need to be overcome. These ideas are developed within the concept of an interdisciplinary system for assessing sonar system performance. An end-to-end system, which couples meteorology-physical oceanography-geoacoustics-ocean acoustics-bottom-noise-target-sonar data and models, is used to estimate uncertainties and their transfers and feedbacks. The approach to interdisciplinary data assimilation for this system importantly involves a full, interdisciplinary state vector and error covariance matrix. An idealized end-to-end system example is presented based upon the Shelfbreak PRIMER experiment in the Middle Atlantic Bight. Uncertainties in the physics are transferred to the acoustics and to a passive sonar using fully coupled physical and acoustical data assimilation.
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Modeling Uncertainties in the Prediction of the Acoustic Wavefield in a Shelfbreak Environment

Lermusiaux, P.F.J., C.-S. Chiu and A.R. Robinson, 2002. Modeling Uncertainties in the Prediction of the Acoustic Wavefield in a Shelfbreak Environment. Refereed invited Manuscript, Proceedings of the 5th International conference on theoretical and computational acoustics, May 21-25, 2001. (Eds: E.-C. Shang, Q. Li and T.F. Gao), World Scientific Publishing Co., 191-200.

The uncertainties in the predicted acoustic wavefield associated with the transmission of low- frequency sound from the continental slope, through the shelfbreak front, onto the continental shelf are examined. The locale and sensor geometry being investigated is that of the New England continental shelfbreak with a moored low-frequency sound source on the slope. Our method of investigation employs computational fluid mechanics coupled with computational acoustics. The coupled methodology for uncertainty estimation is that of Error Subspace Statistical Estimation. Specifically, based on observed oceanographic data during the 1996 Shelfbreak Primer Experiment, the Harvard University primitive-equation ocean model is initialized with many realizations of physical fields and then integrated to produce many realizations of a five-day regional forecast of the sound speed field. In doing so, the initial physical realizations are obtained by perturbing the physical initial conditions in statistical accord with a realistic error subspace. The different forecast realizations of the sound speed field are then fed into a Naval Postgraduate School coupled-mode sound propagation model to produce realizations of the predicted acoustic wavefield in a vertical plane across the shelfbreak frontal zone. The combined ocean and acoustic results from this Monte Carlo simulation study provide insights into the relations between the uncertainties in the ocean and acoustic estimates. The modeled uncertainties in the transmission loss estimate and their relations to the error statistics in the ocean estimate are discussed.
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Transfer of uncertainties through physical-acoustical-sonar end-to-end systems: A conceptual basis

Robinson, A.R., P. Abbot, P.F.J. Lermusiaux and L. Dillman, 2002. Transfer of uncertainties through physical-acoustical-sonar end-to-end systems: A conceptual basis. In "Acoustic Variability, 2002:. N.G. Pace and F.B. Jensen (Eds.), SACLANTCEN. Kluwer Academic Press, 603-610.

An interdisciplinary team of scientists is collaborating to enhance the understanding of the uncertainty in the ocean environment, including the sea bottom, and characterize its impact on tactical system performance. To accomplish these goals quantitatively an end-to-end system approach is necessary. The conceptual basis of this approach and the framework of the end-to-end system, including its components, is the subject of this presentation. Specifically, we present a generic approach to characterize variabilities and uncertainties arising from regional scales and processes, construct uncertainty models for a generic sonar system, and transfer uncertainties from the acoustic environment to the sonar and its signal processing. Illustrative examples are presented to highlight recent progress toward the development of the methodology and components of the system.
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