The Bay of Bengal (BoB) exhibits a distinctive pattern of surface freshening primarily resulting from runoff originating from several major rivers and the monsoon precipitation. This freshening significantly modulates the spatial and temporal variations in the thermohaline structure, ultimately shaping the sound speed structure within this region. This study investigates the seasonal impact of river input on the sound speed structure of the BoB through two numerical simulations with and without river input using the Regional Ocean Modeling System (ROMS). The findings indicate that river inputs consistently reduce the surface sound speed across the domain throughout the year, with the most noticeable effect occurring in the northern part of BoB during the post-monsoon months of October and November. During this period, the surface variability is predominately driven by salinity variations induced by river inputs. In contrast, in the subsurface layers, the influence of reduced salinity becomes less pronounced with increasing depth, and the temperature modulations brought about by river inputs play a more important role. Freshening in the surface layers leads to the creation of a stratified barrier layer just below the mixed layer. Consequently, this results in the formation of warm temperature inversions in the subsurface layers, with cooling occurring beneath them. These phenomena contribute to variations in the sound speed, causing it to increase within the inversion layer and decrease below it. Notably, the sonic layer depth (SLD) is found to become shallower in the presence of river inputs during the post-monsoon and winter seasons in the northern BoB. The combination of enhanced vertical salinity gradients and subsurface temperature inversions significantly amplifies the vertical gradient of sound speed above the SLD. This, in turn, may lead to the development of more robust surface ducts and the expansion of shadow zones beneath the SLD.

The stochastic dynamically orthogonal (DO) narrow-angle parabolic equations (NAPEs) are exemplified and their properties and capabilities are described using three new 2D stochastic range-independent and range-dependent test cases with uncertain sound speed field, bathymetry, and source location. We validate results against ground-truth deterministic analytical solutions and direct Monte Carlo predictions of acoustic pressure and transmission loss fields. We verify the stochastic convergence and computational advantages of the DO-NAPEs and discuss the differences with normal mode approaches. Results show that a single DO-NAPE simulation can accurately predict stochastic range-dependent acoustic fields and their non-Gaussian probability distributions, with computational savings of several orders of magnitude when compared to direct Monte Carlo methods. With their coupling properties and their adaptation in range to the dominant uncertainties, the DO-NAPEs are shown to predict accurate statistics, from mean and variance to multiple modes and full probability distributions, and to provide excellent reconstructed realizations, from amplitudes and phases to other specific properties of complex realization fields.

Robust informative acoustic predictions require precise knowledge of ocean physics, bathymetry, seabed, and acoustic parameters. However, in realistic applications, this information is uncertain due to sparse and heterogeneous measurements and complex ocean physics. Efficient techniques are thus needed to quantify these uncertainties and predict the stochastic acoustic wave fields. In this work, we derive and implement new stochastic differential equations that predict the acoustic pressure fields and their probability distributions. We start from the stochastic acoustic parabolic equation (PE) and employ the instantaneously-optimal Dynamically Orthogonal (DO) equations theory. We derive stochastic DO-PEs that dynamically reduce and march the dominant multi-dimensional uncertainties respecting the nonlinear governing equations and non-Gaussian statistics. We develop the dynamical reduced-order DO-PEs theory for the Narrow-Angle PE (NAPE) and implement numerical schemes for discretizing and integrating the stochastic acoustic fields.

Cost-effective seafloor mapping at high resolution is yet to be attained. A possible solution consists of using a mobile, wide-aperture, sparse array with subarrays distributed across multiple autonomous surface vessels. Such wide-area mapping with multiple dynamic sources and receivers require accurate modeling and processing systems for imaging the seabed. In this paper, we focus on computational schemes and challenges for such high-resolution acoustic imaging or migration. Starting from the imaging condition from the adjoint-state method, we derive a closed-form expression for Gaussian beam migration in stratified media. We employ this technique on simulated data and on real data collected with our novel acoustic array over shipwrecks in the Boston Harbor. We compare Gaussian beam migration with diffraction stack and Kirchhoff migration, and we find that Gaussian beam migration produces the clearest images with the fewest artifacts.

The multi-scale dynamics of oceanic processes and the complex propagation of acoustic waves are fundamental challenges in marine sciences and operations. Recent computing advances enable such multiresolution ocean and acoustic modeling, but a fully integrated system for sustained coupled predictions and Bayesian data assimilation remains needed. In this study, we integrate the MSEAS Primitive Equation (PE) ocean modeling system and the MSEAS acoustic Parabolic Equation (ParEq) solver, enabling real-time coupled ocean and acoustic predictions. Realistic applications in Massachusetts Bay, the Norwegian Sea, the western Mediterranean Sea, and the New York Bight are used to demonstrate capabilities and validate predictions in diverse shallow and deep-water environments. Results provide the foundation for an end-to-end system for coupled ocean-acoustic probabilistic modeling, Bayesian inversion, and learning.

Mapping the seafloor in the deep ocean is currently performed using sonar systems on surface vessels (low-resolution maps) or undersea vessels (high-resolution maps). Surface-based mapping can cover a much wider search area and is not burdened by the complex logistics required for deploying undersea vessels. However, practical size constraints for a tow body or hull-mounted sonar array result in limits in beamforming and imaging resolution. For cost-effective high-resolution mapping of the deep ocean floor from the surface, a mobile wide-aperture sparse array with subarrays distributed across multiple autonomous surface vessels (ASVs) has been designed. Such a system could enable a surface-based sensor to cover a wide area while achieving high-resolution bathymetry, with resolution cells on the order of 1 m² at a 6 km depth. For coherent 3D imaging, such a system must dynamically track the precise relative position of each boat’s sonar subarray through ocean-induced motions, estimate water column and bottom reflection properties, and mitigate interference from the array sidelobes. Sea testing of this core sparse acoustic array technology has been conducted, and planning is underway for relative navigation testing with ASVs capable of hosting an acoustic subarray.

Predictive dynamical models for marine ecosystems are used for a variety of needs. Due to the sparse measurements and limited understanding of the myriad of ocean processes, there is however significant uncertainty. There is model uncertainty in the parameter values, functional forms with diverse parameterizations, and level of complexity needed, and thus in the state variable fields. We develop a Bayesian model learning methodology that allows interpolation in the space of candidate dynamical models and discovery of new models from noisy, sparse, and indirect observations, all while estimating state variable fields and parameter values, as well as the joint probability distributions of all learned quantities. We address the challenges of high-dimensional and multidisciplinary dynamics governed by partial differential equations (PDEs) by using state augmentation and the computationally efficient Gaussian Mixture Model – Dynamically Orthogonal filter. Our innovations include stochastic formulation parameters and stochastic complexity parameters to unify candidate models into a single general model as well as stochastic expansion parameters within piecewise function approximations to generate dense candidate model spaces. These innovations allow handling many compatible and embedded candidate models, possibly none of which are accurate, and learning elusive unknown functional forms that augment these models. Our new Bayesian methodology is generalizable and interpretable. It seamlessly and rigorously discriminates among existing models, but also extrapolates out of the space of models to discover new ones. We perform a series of twin experiments based on flows past a ridge coupled with three-to-five component ecosystem models, including flows with chaotic advection. We quantify the learning skill, and evaluate convergence and the sensitivity to hyper-parameters. Our PDE framework successfully discriminates among functional forms and model complexities, and learns in the absence of prior knowledge by searching in dense function spaces. The probabilities of known, uncertain, and unknown model formulations, and of biogeochemical-physical fields and parameters, are updated jointly using Bayes’ law. Non-Gaussian statistics, ambiguity, and biases are captured. The parameter values and the model formulations that best explain the noisy, sparse, and indirect data are identified. When observations are sufficiently informative, model complexity and model functions are discovered.

Developing accurate and computationally efficient models for underwater sound propagation in the uncertain, dynamic ocean environment is inherently challenging. In this work, we evaluate the potential of dynamic reduced-order modeling for stochastic ray tracing. We obtain and implement the stochastic dynamically-orthogonal (DO) differential equations for Ray Tracing (DO-Ray). With stochastic DO-Ray, we can start from non-Gaussian environmental uncertainties and compute the stochastic acoustic ray fields in a dynamic reduced order fashion, all while preserving the dominant complex statistics of the ocean environment and the nonlinear relations with ray dynamics. We develop varied algorithms and discuss implementation challenges and solutions, using direct Monte Carlo for comparison. We showcase results in an uncertain deep-sound channel example and observe the ability to represent the stochastic ray trace fields in a dynamic reduced-order fashion.

Significant lateral density gradients occur throughout the year in the Alboran Sea, giving rise to two main fronts: the Western Alboran Gyre Front (WAGF) and Eastern Alboran Gyre Front (EAGF), where large vertical velocities often develop. To improve the understanding of the processes that underlie the development of the vertical velocities in the fronts, the periods of development were analyzed in the perspective of the frontogenesis, instabilities, non-linear Ekman, and filamentogenesis mechanisms, using multi-platform in-situ observations and a high-resolution realistic simulation in spring 2018. The spatio-temporal characteristics of the WAGF indicate a wider, deeper, and longer-lasting front than the EAGF. Additionally, the WAGF shows stronger and deeper upwelling and downwelling regions. The WAGF vertical velocities (up to |55| m/day) are amplified by an across-front ageostrophic secondary circulation generated by: (a) frontal intensification explained by frontogenesis, which shows a sharpening of buoyancy gradients associated with the Atlantic Jet, (b) nonlinear Ekman effects, that are enhanced by the persistent western wind blowing along the frontal direction, and (c) submesoscale instabilities (symmetric and ageostrophic baroclinic instabilities). The EAGF vertical velocities (up to |38| m/day) are amplified by two asymmetrical ageostrophic cells developed across the front with a narrow upwelling region in the middle. The cell’s circulation is explained by frontal intensification produced by filamentogenesis through a cold filament advection to the Mediterranean Sea interior, that is characterized by pointy isopycnals at the center of the filament. This mechanism is observed in both the model and glider observations.

In this paper, we study the spatio-temporal variability of the sound speed in the Bay of Bengal (BoB) estimated from the Argo observation data during 2011-2020. We perform domain-wide and region specific analysis of the sound speed structure and identify the regions and times of higher variabilities. The domain-wide spatio-temporal variability in the sound speed is maximum in the thermocline layers near 110 m depth. This variability is smaller at around 35-40m depth but increases in the surface layers. The regions of higher temporal and spatial variability vary with depth and time. In the surface layers, the variability is large in the northern part of the Bay but in the subsurface and the layers underneath, it is large along the entire western boundary from the north to south. Due to the combined impact of temperature inversion and the positive salinity gradient, the northern BoB experiences a significant positive vertical gradient in sound speed above the sonic layer depth (SLD) during the postmonsoon and winter periods. This gradient supports strong surface ducting and formation of the shadow zone below the SLD.

We consider the interactions of internal tides (ITs) with a dynamic, rotational, and heterogeneous ocean, and spatially varying topography. The IT fields are expanded using vertical modal basis functions, whose amplitudes vary horizontally and temporally. We obtain the evolution equations of modal amplitudes and energy including simultaneous three-way interactions with the mean flow, buoyancy, and topography. We apply these equations to a set of idealized and two realistic data-assimilative primitive equation simulations. These simulations reveal that significant interactions of ITs with the background fields occur at topographic features and strong currents, in particular when the scales of the background and ITs are similar. In local hot-spots, the new three-way interaction terms when compared to the total modal conversion are found to reach up to 10-30% at steep topography and about 50% in the Gulf Stream. We provide a dimensional analysis to guide the diagnosis of such strong interactions. When IT interactions are with a large-scale barotropic current (without topographic effects), our modal energy equation reduces to the conservation of modal wave action under a WKB consideration. We further derive analytical solutions of the modulation of wavenumber and energy of an IT propagating into a collinear current. For ITs propagating along the flow direction, the wavelength is stretched and the amplitude is reduced, with the degree of modulation determined by |f/ω₀|, the ratio of inertial to tidal frequencies. For ITs propagating opposite to the flow direction, a critical value of |f/ω₀| exists, below and above which the waves show remarkably different behaviors. The critical opposing current speed which triggers the wave focusing/blocking phenomenon is obtained and its implication on the propagation and dissipation of ITs is discussed.

The Red Sea Project (RSP) is based on a coastal lagoon with over 90 pristine islands. The project intends to transform the Red Sea coast into a world-class tourist destination. To better understand the regional dynamics and water exchange scenarios in the lagoon, a high-resolution numerical model is implemented. The general and tidal circulation dynamics are then investigated with a particular focus on the response of the lagoon to strong wind jets. Significant variations in winter and summer circulation patterns are identified. The tidal amplitude inside the lagoon is greater than that outside, with strong tidal currents passing over its surrounding coral reef banks. The lagoon rapidly responds to the strong easterly wind jets that occur mainly in winter; it develops a reverse flow at greater depths, and the coastal water elevation is instantly affected. Lagrangian particle simulations are conducted to study the residence time of water in the lagoon. The results suggest that water renewal is slow in winter. Analysis of the Lagrangian coherent structures (LCS) reveals that water renewal is largely linked to the circulation patterns in the lagoon. In winter, the water becomes restricted in the central lagoon with only moderate exchange, whereas in summer, more circulation is observed with a higher degree of interaction between the central lagoon and external water. The results of LCS also highlight the tidal contribution to stirring and mixing while identifying the hotspots of the phenomenon. Our analysis demonstrates an effective approach for studying regional water mixing and connectivity, which could support coastal management in data-limited regions.

Deep-sea polymetallic nodule mining research activity has substantially increased in recent years, but the expected level of environmental impact is still being established. One environmental concern is the discharge of a sediment plume into the midwater column. We performed a dedicated field study using sediment from the Clarion Clipperton Fracture Zone. The plume was monitored and tracked using both established and novel instrumentation, including acoustic and turbulence measurements. Our field studies reveal that modeling can reliably predict the properties of a midwater plume in the vicinity of the discharge and that sediment aggregation effects are not significant. The plume model is used to drive a numerical simulation of a commercial-scale operation in the Clarion Clipperton Fracture Zone. Key takeaways are that the scale of impact of the plume is notably influenced by the values of environmentally acceptable threshold levels, the quantity of discharged sediment, and the turbulent diffusivity in the Clarion Clipperton Fracture Zone.

The widely-used Global Positioning System (GPS) does not work underwater. This presents a severe limitation on the communication capabilities and deployment options for undersea assets such as AUVs and UUVs. To address this challenge, the Positioning System for Deep Ocean Navigation (POSYDON) program aims to develop an undersea system that provides omnipresent, robust positioning across ocean basins. To do so, it is critically important to accurately model sound waves and signals under diverse, and often uncertain, undersea environmental conditions. Probabilistic estimates of the four-dimensional variability of the fields of sound speed, salinity, temperature, and currents are thus needed. In this paper, we employ our MSEAS primitive-equation and error subspace data-assimilative ensemble ocean forecasting system during two real-time POSYDON sea exercises, one in winter 2017 and another in August 2018. We provide real-time high-resolution estimates of sound speed fields and their uncertainty, and describe the ocean conditions from submesoscales eddies and internal tides to warm core rings and larger-scale circulations. We verify our results against independent data of opportunity; in all cases, we show that our probabilistic forecasts demonstrate skill.

The reliability of sonar systems in the littoral environment is greatly affected by the variability of the surrounding nonlinear ocean dynamics. This variability occurs on multiple scales in space and time, and involves multiple interacting processes, from internal tides and waves to meandering fronts, eddies, boundary layers, and strong air-sea interactions. We utilize our high-resolution MSEAS-PE ocean modeling system to hindcast the ocean physical environment off the New Jersey continental shelf for the end of June 2009, and then utilize our new MSEAS probabilistic acoustic NAPE and WAPE solvers in a coupled ocean physics-acoustic modeling fashion to predict the transmission and integrated transmission losses, respectively. The coupled models are described, and their predictions verified against independent ocean physics observations and sound propagation measurements from acoustic sources and receivers in the region. Our high-resolution ocean simulations are shown to substantial reduce the RMSE and bias of the coarser simulations. Our acoustic simulations of deterministic and stochastic TL fields also show significant skill.

Better quantitative understanding and accurate data-assimilative predictions of the three-dimensional and time-dependent ocean acidification (OA) processes in coastal regions is urgently needed for the protection and sustainable utilization of ocean resources. In this paper, we extend and showcase the use of our MIT-MSEAS systems for high-resolution coupled physical-biogeochemical-acidification simulations and Bayesian learning of OA models in Massachusetts Bay, starting with simple empirical and equilibrium OA models. Simulations are shown to have reasonable skill when compared to available in situ and remote data. The impacts of wind forcing, internal tides, and solitary waves on water transports and mixing, and OA fields, are explored. Strong wind events are shown to reset circulations and the OA state in the Bay. Internal tides increase vertical mixing of waters in the shallow regions. Solitary waves propagating off Stellwagen Bank coupled with lateral turbulent mixing provide a pathway for exchange of surface and deep waters. Both of these effects are shown to impact biological activity and OA. A mechanism for the creation of multiple subsurface chlorophyll maxima is presented, involving wind-induced upwelling, internal tides, and advection of near surface fields. Due to the measurement sparsity and limited understanding of complex OA processes, the state variables and parameterizations of OA models are very uncertain. We thus present a proof-of-concept study to simultaneously learn and estimate the OA state variables and model parameterizations from sparse observations using our novel dynamics-based Bayesian learning framework for high-dimensional and multi-disciplinary estimation. Results are found to be encouraging for more realistic OA model learning.

In fish modeling, a significant amount of uncertainty exists in the parameter values, parameterizations, functional form of model equations, and even the state variables themselves. This is due to the complexity and lack of understanding of the processes involved, as well as the measurement sparsity. These challenges motivate the present proof-of-concept study to simultaneously learn and estimate the state variables, parameters, and model equations from sparse observations. We employ a novel dynamics-based Bayesian learning framework for high-dimensional, coupled fish-biogeochemical-physical partial-differential equations (PDEs) models, allowing the simultaneous inference of the augmented state variables and parameters. After reviewing the status of ecosystem modeling in the coastal oceans, we first complete a series of PDE-based learning experiments that showcase capabilities for fish-biogeochemical-physical model equations and parameters, using nonhydrostatic Boussinesq flows past a seamount. We then showcase realistic ocean primitive-equation simulations and analyses, using fish catch data  for the Lakshadweep islands in India. These modeling and learning efforts could improve fisheries management from a standpoint of sustainability and efficiency.

To cleanup marine plastics, accurate modeling is needed. We outline and illustrate a new partial-differential-equation methodology for characterizing and modeling plastic transports in time and space (4D), showcasing results for Massachusetts Bay. We couple our primitive equation model for ocean dynamics with our composition based advection for Lagrangian transport. We show that the ocean physics predictions have skill by comparison with synoptic data. We predict the fate of plastics originating from four sources: rivers, beach and nearshore, local Bay, and remote offshore. We analyze the transport patterns and the regions where plastics accumulate, comparing results with and without plastic settling. Simulations agree with existing debris and plastics data. They also show new results: (i) Currents set-up by wind events strongly affect floating plastics. Winds can for example prevent Merrimack outflows reaching the Bay; (ii) There is significant chaotic stirring between nearshore and offshore floating plastics as explained by ridges of Lagrangian Coherent Structures (LCSs); (iii) With 4D plastic motions and settling, plastics from the Merrimack and nearshore regions can settle to the seabed before offshore advection; (iv) Internal waves and tides can bring plastics downward and out of main currents, leading to settling to the deep bottom. (v) Attractive LCSs ridges are frequent in the northern Cape Cod Bay, west of the South Shore, and southern Stellwagen Bank. They lead to plastic accumulation and sinking along thin subduction zones.

The North Equatorial Current (NEC) transports water westward around numerous islands and over submarine ridges in the western Pacific. As the currents flow over and around this topography, the central question is: how are momentum and energy in the incident flow transferred to finer scales? At the south point of Peleliu Island, Palau, a combination of strong NEC currents and tides flow over a steep, submarine ridge. Energy cascades suddenly from the NEC via the 1 km scale lee waves and wake eddies to turbulence. These submesoscale wake eddies are observed every tidal cycle, and also in model simulations. As the flow in each eddy recirculates and encounters the incident flow again, the associated front contains interleaving temperature (T) structures with 1–10 m horizontal extent. Turbulent dissipation (ε) exceeds 10^-5 W kg^-1 along this tilted and strongly sheared front. A train of such submesoscale eddies can be seen at least 50 km downstream. Internal lee waves with 1 km wavelengths are also observed over the submarine ridge. The mean form drag exerted by the waves (i.e., upward transport of eastward momentum) of about 1 Pa is sufficient to substantially reduce the westward NEC, if not for other forcing, and is greater than the turbulent bottom drag of about 0.1 Pa. The effect on the incident flow of the form drag from only one submarine ridge may be similar to the bottom drag along the entire coastline of Palau. The observed ε is also consistent with local dissipation of lee wave energy. The circulation, including lee waves and wake eddies, was simulated by a data-driven primitive equation ocean model. The model estimates of the form drags exerted by pressure drops across the submarine ridge and due to wake eddies were found to be about 10 times higher than the lee wave and turbulent bottom drags. The ridge form drag was correlated to both the tidal flow and winds while the submesoscale wake eddy drag was mainly tidal.

Using a combination of models and observations, the US Office of Naval Research Flow Encountering Abrupt Topography (FLEAT) initiative examines how island chains and submerged ridges affect open ocean current systems, from the hundreds of kilometer scale of large current features to the millimeter scale of turbulence. FLEAT focuses on the western Pacific, mainly on equatorial currents that encounter steep topography near the island nation of Palau. Wake eddies and lee waves as small as 1 km were observed to form as these currents flowed around or over the steep topography. The direction and vertical structure of the incident flow varied over tidal, inertial, seasonal, and interannual timescales, with implications for downstream flow. Models incorporated tides and had grids with resolutions of hundreds of meters to enable predictions of flow transformations as waters encountered and passed around Palau’s islands. In addition to making scientific advances, FLEAT had a positive impact on the local Palauan community by bringing new technology to explore local waters, expanding the country’s scientific infrastructure, maintaining collaborations with Palauan partners, and conducting outreach activities aimed at elementary and high school students, US embassy personnel, and Palauan government officials.

Three-dimensional (3D) underwater sound field computations have been used for a few decades to understand sound propagation effects above sloped seabeds and in areas with strong 3D temperature and salinity variations. For an approximate simulation of effects in nature, the necessary 3D sound-speed field can be made from snapshots of temperature and salinity from an operational data-driven regional ocean model. However, these models invariably have resolution constraints and physics approximations that exclude features that can have strong effects on acoustics, example features being strong submesoscale fronts and nonhydrostatic nonlinear internal waves (NNIWs). Here, work to predict NNIW fields to improve 3D acoustic forecasts using an NNIW model nested in a tide-inclusive data-assimilating regional model is reported. The work was initiated under the Integrated Ocean Dynamics and Acoustics project. The project investigated ocean dynamical processes that affect important details of sound-propagation, with a focus on those with strong intermittency (high kurtosis) that are challenging to predict deterministically. Strong internal tides and NNIW are two such phenomena, with the former being precursors to NNIW, often feeding energy to them. Successful aspects of the modeling are reported along with weaknesses and unresolved issues identified in the course of the work.

With advances in engineering and technology, mining the deep sea for untapped rare metal resources from the bottom of the ocean has recently become economically viable. However, extracting these metal ores from the seabed creates plumes of fine particles that are deposited at various depths within the ocean, and these may be extremely harmful to the marine ecosystems and its components. Thus, for sustainable management, it is of utmost importance to carefully monitor and predict the impact of such harmful activities including plume dispersion on the marine environment. To forecast the plume dispersion in real-time, data-driven ocean modeling has to be coupled with accurate, efficient, and rigorous sediment plume transport computations. The goal of the present paper is to demonstrate the real-time applications of our coupled 3D-and-time data-driven ocean modeling and plume transport forecasting system. Here, the region of focus is the southern California bight, where the PLUMEX 2018 deep sea mining real-time sea experiment was recently conducted (23 Feb – 5 Mar, 2018). Specifically, we demonstrate the improved capabilities of the multiscale MSEAS primitive equation ocean modeling system to capture the complex oceanic phenomenon in the region of interest, the application of the novel method of composition to efficiently and accurately compute the transport of sediment plumes in 3D+1 domains, and the portability of our software and prediction system to different operational regions and its potential in estimating the environmental impacts of deep sea mining activities, ultimately aiding sustainable management and science-based regulations.

The sensitivity of the Bay of Bengal (BoB) upper ocean circulation and thermohaline structure to varying wind strengths and river salinity conditions is investigated using a set of long-term mesoscale simulations. The Regional Ocean Modeling System (ROMS) simulations differ in their forcing fields for winds (strong vs. weak) and in their representations of river input salinity conditions (seasonally varying estuarine salinity vs. zero salinity). The sensitivities are analyzed in terms of the responses of the surface circulation, thermohaline structure, freshwater plume dispersion, and the coastal upwelling along the western boundary. All the simulations reproduce the main broad-scale features of the Bay, while their magnitudes and variabilities depend on the forcing conditions. The impact of stronger wind is felt at greater depths for temperature than for salinity throughout the domain; however, the impact is realized with vertical distributions that are different in the northern than in the southern Bay.

As expected, the stronger wind-induced enhanced mixing lowers (enhances) the upper ocean temperature (salinity) by 0.2C (0.3 psu), and weakens the near-surface stratification. Moreover, stronger wind enhances eddy activity, strengthens the springtime Western Boundary Current (WBC) and enhances coastal upwelling during spring and summer along the east coast of India. The fresher river input reduces the surface salinity and hence enhances the spreading and intensity of the freshwater plume, stratification, and barrier layer thickness. The lower salinity simulation leads to an eddy-dominant springtime WBC, and enhances the freshness, strength, and southward extent of the autumn East India Coastal Current (EICC). The stronger wind simulations appear to prevent the spreading of the freshwater plume during the summer monsoon due to enhanced mixing. Fresher river input reduces the overall surface salinity by ~0.4 psu; however, it significantly underestimates the salinity near the river mouths, whereas the estuarine salinity river input simulations are closer to reality. These results highlight the importance of river input salinity and realistic strong winds in reducing model biases of high-resolution simulations for the Bay of Bengal.

A pressing environmental question facing the ocean is the potential impact of possible deep-sea mining activities. This work presents our initial results in developing an ocean and plume modeling system for the Bismark Sea where deep sea mining operations will probably take place. We employ the MSEAS modeling system to both simulate the ocean and to downscale initial conditions from a global system (HYCOM) and tidal forcing from the global TPXO-8 Atlas. We found that at least 1.5 km resolution was needed to adequately resolve the multiscale flow fields. In St. Georges channel, the interaction between the tides, background currents, and underlying density fields increased the subtidal flows. Comparing to historical transport estimates, we showed that tidal forcing is needed to maintain the correct subtidal transport through that Channel. Comparisons with past simulations and measured currents all showed good agreement between the MSEAS hindcasts. Quantitative comparisons made between our hindcasts and independent synoptic ARGO profiles showed that the hindcasts beat persistence by 33% to 50%. These comparisons demonstrated that the MSEAS current estimates were useful for assessing plume advection. Our Lagrangian transport and coherence analyses indicate that the specific location and time of the releases can have a big impact on their dispersal. Our results suggest that ocean mining plumes can be best mitigated by managing releases in accord with such ocean modeling and Lagrangian transport forecasts. Real-time integrated mining-modeling-sampling is likely to provide the most effective mitigation strategies.

At the beginning of the 20th century Vilhelm Bjerknes defined the “ultimate problem of meteorology and hydrography” as the discovery of “the laws according to which an atmospheric or hydrospheric state develops out of the preceding one” and the “precalculation of future states” from gridded analyzed observations—that is, forecasting. The development of the electronic computer and the vision of several meteorologists allowed the transformation of meteorology into a sophisticated scientific discipline based on physics and mathematics. The first successful meteorological forecast was carried out in the 1950s. Meteorological forecasting became an operational activity at the end of the 1960s. The contributions to society of such operations have been tremendous.

This paper reviews the historical development of concepts and practices in the science of ocean predictions. It begins with meteorology which conducted the first forecasting experiment in 1950, followed by the wind waves and continuing with tidal and storm surge predictions to arrive at the first successful ocean mesoscale forecast in 1983. The work of Professor A.R.Robinson of Harvard University who produced the first mesoscale ocean predictions for the deep ocean regions is documented for the first time. The scientific and technological developments that made accurate ocean predictions possible are connected with the gradual understanding of the importance of the oceanic mesoscales and their inclusion in the numerical models. Ocean forecasting developed first at the regional level, due to the relatively low computational requirements, but by the end of the nineties it was possible to produce global ocean uncoupled forecasts and coupled ocean-atmosphere seasonal forecasts.

The Arabian Sea circulation is forced by strong monsoonal winds and is characterized by vigorous seasonally reversing currents, extreme differences in sea surface salinity, localized substantial upwelling and widespread submesoscale thermohaline structures. Its complicated sea surface temperature patterns are important for the onset and evolution of the Asian Monsoon. Here we describe a program that aims to elucidate the role of upper ocean processes and atmospheric feedbacks in setting the sea surface temperature properties of the region. The wide range of spatial and temporal scales and the difficulty of accessing much of the region with ships due to piracy motivated a novel approach based on state-of-the-art autonomous ocean sensors and platforms. The extensive dataset that is being collected, combined with numerical models and remote sensing data, confirms the role of planetary waves in the reversal of the Somali Current system. These data also document the fast response of the upper equatorial ocean to the monsoon winds through changes in temperature and salinity and the connectivity of the surface currents across the northern Indian Ocean. New observations of thermohaline interleaving structures and mixing in setting the surface temperature properties of the northern Arabian Sea are also discussed.

A novel hydrostatic coupled-mode shallow water model (CSW) is developed and used to simulate tides in the greater Middle Atlantic Bight region. The model incorporates realistic stratification and topography, an internal tide generating function (ITGF) that provides internal tide forcing from existing surface tide parameters, and dynamical terms that describe linearized wave- mean-flow and mean-density interactions. Several idealized and realistic simulations are used to verify the model. These verification simulations include internal-tide interactions involving topographic coupling and mean-flow coupling, and comparisons with other simpler and more complex nonlinear primitive-equation models. Then, twenty-four simulations of internal tide generation and propagation in the greater Middle Atlantic Bight region are used to identify significant internal-tide interactions with the Gulf Stream. The simulations indicate that locally generated mode-1 internal tides can refract and/or reflect at the Gulf Stream. The redirected internal tides often re-appear at the shelfbreak, where they produce onshore energy fluxes that are intermittent (i.e., noncoherent) because meanders in the Gulf Stream alter their precise location, phase, and amplitude. These results provide an explanation for the anomalous onshore energy fluxes previously observed at the New Jersey Shelfbreak and linked with the generation of nonlinear internal waves.

Internal tides in the Middle Atlantic Bight region are noticeably influenced by the presence of the shelfbreak front and the Gulf Stream. To identify the dominant interactions of these waves with subtidal flows, vertical-mode momentum and energy partial differential equations are derived for small-amplitude waves in a horizontally and vertically sheared mean flow and in a horizontally and vertically variable density field. First, the energy balances are examined in idealized simulations with mode-1 internal tides propagating across and along the Gulf Stream. Next, the fully-nonlinear dynamics of regional tide-mean flow interactions are simulated with a primitive equation model, which incorporates realistic summer mesoscale features and atmospheric forcing. The summer shelfbreak front, which has horizontally variable stratication, decreases topographic internal-tide generation by about 10% and alters the wavelengths and arrival times of locally generated mode-1 internal tides on the shelf and in the abyss. The (sub)-mesoscale variability at the front and on the shelf, as well as the summer stratication itself, also alter the internal tide propagation. The Gulf Stream produces anomalous regions of O(20 mW m2) mode-1 internal-tide energy-flux divergence, which are explained by mean-flow terms in the mode-1 energy balance. Advection explains most tide-mean flow interaction, suggesting that geometric wave theory predicts mode-1 reflection and refraction at the Gulf Stream. Geometric theory predicts that offshore-propagating mode-1 internal tides that strike the Gulf Stream at oblique angles (more than thirty degrees from normal) are reflected back to the coastal ocean, preventing their radiation into the central North Atlantic.

Data-constrained dynamical ocean modeling for the purpose of detailed forecasting and prediction continues to evolve and improve in quality. Modeling methods and computational capabilities have each improved. The result is that mesoscale phenomena can be modeled with skill, given sufficient data. However, many submesoscale features are less well modeled and remain largely unpredicted from a deterministic event standpoint, and possibly also from a statistical property standpoint. A multi-institution project is underway with goals of uncovering more of the details of a few submesoscale processes, working toward better predictions of their occurrence and their variability. A further component of our project is application of the new ocean models to ocean acoustic modeling and prediction. This paper focuses on one portion of the ongoing work: Efforts to link nonhydrostatic-physics models of continental-shelf nonlinear internal wave evolution to data-driven regional models. Ocean front-related effects are also touched on.

Regional ocean models have long been integrated with acoustic propagation and scattering models, including work in the 1990s by Robinson and Lee. However, the dynamics in these models has been not inclusive enough to represent submesoscale features that are now known to be very important acoustically. The features include internal waves, thermohaline intrusions, and details of fronts. In practice, regional models predict internal tides at many locations, but the nonlinear steepening of these waves and their conversion to short nonlinear waves is often improperly modeled, because computationally prohibitive nonhydrostatic pressure is needed. To include the small-scale internal waves of tidal origin, a nested hybrid model is under development. The approach is to extract long-wavelength internal tide wave information from tidally forced regional models, use ray methods or mapping methods to determine internal-tide propagation patterns, and then solve two-dimensional high-resolution nonhydrostatic wave models to “fill-in” the internal wave details. The resulting predicted three-dimensional environment is then input to a fully three-dimensional parabolic equation acoustic code. The output from the nested ocean model, run in hindcast mode, is to be compared to field data from the Shallow Water 2006 (SW06) experiment to test and ground truth purposes

We provide a new framework for the study of fl‡uid ‡flows presenting complex uncertain behavior. Our approach is based on the stochastic reduction and analysis of the governing equations using the dynamically orthogonal field equations. By numerically solving these equations we evolve in a fully coupled way the mean fl‡ow and the statistical and spatial characteristics of the stochastic fl‡uctuations. This set of equations is formulated for the general case of stochastic boundary conditions and allows for the application of projection methods that reduce considerably the computational cost. We analyze the transformation of energy from stochastic modes to mean dynamics, and vice-versa, by deriving exact expressions that quantify the interaction among different components of the fl‡ow. The developed framework is illustrated through specifi…c fl‡ows in unstable regimes. In particular, we consider the ‡flow behind a disk and the Rayleigh–-Bénard convection, for which we construct bifurcation diagrams that describe the variation of the response as well as the energy transfers for different parameters associated with the considered ‡flows. We reveal the low-dimensionality of the underlying stochastic attractor.

An important element of present oceanographic research is the assessment and quantification of uncertainty. These studies are challenging in the coastal ocean due to the wide variety of physical processes occurring on a broad range of spatial and temporal scales. In order to assess new methods for quantifying and predicting uncertainty, a joint Taiwan-US field program was undertaken in August/ September 2009 to compare model forecasts of uncertainties in ocean circulation and acoustic propagation, with high-resolution in situ observations. The geographical setting was the continental shelf and slope northeast of Taiwan, where a feature called the “cold dome” frequently forms. Even though it is hypothesized that Kuroshio subsurface intrusions are the water sources for the cold dome, the dome’s dynamics are highly uncertain, involving multiple scales and many interacting ocean features. During the experiment, a combination of near-surface and profiling drifters, broadscale and high-resolution hydrography, mooring arrays, remote sensing, and regional ocean model forecasts of fields and uncertainties were used to assess mean fields and uncertainties in the region. River runoff from Typhoon Morakot, which hit Taiwan August 7-8, 2009, strongly affected shelf stratification. In addition to the river runoff, a cold cyclonic eddy advected into the region north of the Kuroshio, resulting in a cold dome formation event. Uncertainty forecasts were successfully employed to guide the hydrographic sampling plans. Measurements and forecasts also shed light on the evolution of cold dome waters, including the frequency of eddy shedding to the north-northeast, and interactions with the Kuroshio and tides. For the first time in such a complex region, comparisons between uncertainty forecasts and the model skill at measurement locations validated uncertainty forecasts. To complement the real-time model simulations, historical simulations with another model show that large Kuroshio intrusions were associated with low sea surface height anomalies east of Taiwan, suggesting that there may be some degree of predictability for Kuroshio intrusions.

Professor Allan R. Robinson was one of the founding fathers of geophysical fluid dynamics. His research interests and seminal contributions have encompassed the dynamics of rotating and stratified fluids, boundary-layer flows, thermocline dynamics, the dynamics and modeling of mesoscale ocean currents, and the influence of physical processes on ocean biology. He is recognized as one of the pioneers and leading experts in modern ocean prediction, and contributed significantly to the techniques for the assimilation of data into ocean forecasting models. In the late 1950s and 1960s, Prof. Robinson’s research focused on fundamental geophysical fluid dynamics, including major contributions to thermocline theory, the wind-driven ocean circulation, coastally trapped waves, inertial currents and boundary layers. In the early 1970s, Prof. Robinson initiated investigations on realistic flow fields focusing in particular on mesoscale dynamics and forecasting, with contributions to western boundary currents, mesoscale eddies and baroclinic instabilities. He pioneered “ocean weather forecasting science” at the beginning of the 1980s, especially the development of conceptual models for the assimilation of both in situ and satellite data, specializing in the 1990s in the coupling between the deep sea and the coastal ocean. Focusing on mesoscale dynamics and coastal interactions, he also contributed to the development of new coupled physical-biological-acoustical and optical models, and he developed theories on the effects of oceanic motions on biological dynamics. Professor Robinson was also the Founding Editor of Dynamics of Atmospheres and Oceans.

A comprehensive data set from the ocean and atmosphere was obtained just north of the Monterey Bay as part of the Monterey Bay 2006 (MB06) field experiment. The wind stress, heat fluxes, and sea surface temperature were sampled by the Naval Postgraduate School’s Twin Otter research aircraft. In situ data were collected using ships, moorings, gliders and AUVs. Four data-assimilating numerical models were additionally run, including the Coupled Ocean/Atmosphere Mesoscale Prediction System (COAMPS) model for the atmosphere and the Harvard Ocean Prediction System (HOPS), the Regional Ocean Modeling System (ROMS), and the Navy Coastal Ocean Model (NCOM) for the ocean. The scientific focus of the Adaptive Sampling and Prediction Experiment (ASAP) was on the upwelling/relaxation cycle and the resulting three-dimensional coastal circulation near a coastal promontory, in this case Point Ano Nuevo, CA. The emphasis of this study is on the circulation over the continental shelf as estimated from the wind forcing, two ADCP moorings, and model outputs. The wind stress during August 2006 consisted of 3-10 day upwelling favorable events separated by brief 1-3 day relaxations. During the first two weeks there was some correlation between local winds and currents and the three models’ capability to reproduce the events. During the last two weeks, largely equatorward surface wind stress forced the sea surface and barotropic poleward flow occurred over the shelf, reducing model skill at predicting the circulation. The poleward flow was apparently remotely forced by mesoscale eddies and alongshore pressure gradients, which were not well simulated by the models. The small, high-resolution model domains were highly reliant on correct open boundary conditions to drive these larger-scale poleward flows. Multiply-nested models were no more effective than well-initialized local models in this respect.

Over the past decade, the feature-oriented regional modeling methodology has been developed and applied in several ocean domains, including the western North Atlantic and tropical North Atlantic. This methodology is model-independent and can be utilized with or without satellite and/or in situ observations. Here we develop new feature-oriented models for the eastern North Pacific from 36 to 48? – essentially, most of the regional eastern boundary current. This is the first time feature-modeling has been applied to a complex eastern boundary current system. As a prerequisite to feature modeling, prevalent features that comprise the multiscale and complex circulation in the California Current system (CCS) are first overviewed. This description is based on contemporary understanding of the features and their dominant space and time scales of variability. A synergistic configuration of circulation features interacting with one another on multiple and sometimes overlapping space and time scales as a meander-eddy-upwelling system is presented. The second step is to define the feature-oriented regional modeling system (FORMS). The major multiscale circulation features include the mean flow and southeastward meandering jet(s) of the California Current (CC), the poleward flowing California Undercurrent (CUC), and six upwelling regions along the coastline. Next, the typical synoptic width, location, vertical extent, and core characteristics of these features and their dominant scales of variability are identified from past observational, theoretical and modeling studies. The parameterized features are then melded with the climatology, in situ and remotely sensed data, as available. The methodology is exemplified here for initialization of primitiveequation models. Dynamical simulations are run as nowcasts and short-term (4-6 weeks) forecasts using these feature models (FM) as initial fields and the Princeton Ocean Model (POM) for dynamics. The set of simulations over a 40-day period illustrate the applicability of FORMS to a transient eastern boundary current region such as the CCS. Comparisons are made with simulations initialized from climatology only. The FORMS approach increases skill in several factors, including the: (i) maintenance of the low-salinity pool in the core of the CC; (ii) representation of eddy activity inshore of the coastal transition zone; (iii) realistic eddy kinetic energy evolution; (iv) subsurface (intermediate depth) mesoscale feature evolution; and (v) deep poleward flow evolution.

The Philippine Archipelago is remarkable because of its complex geometry, with multiple islands and passages, and its multiscale dynamics, from the large-scale open-ocean and atmospheric forcing, to the strong tides and internal waves in narrow straits and at steep shelfbreaks. We employ our multiresolution modeling system to predict and study multiscale dynamics in the region, without the use of any synoptic in situ data, so as to evaluate modeling capabilities when only sparse remotely sensed sea surface height is available for assimilation. We focus on the February to March 2009 period, compare our simulation results to ocean observations, and utilize our simulations to quantify and discover oceanic features in the region. The findings include: the physical drivers for the biogeochemical features; the diverse circulation features in each sub-sea and their variations on multiple scales; the flow fields within the major straits and their variability; the transports to and from the Sulu Sea and the corresponding balances; and finally, the multiscale mechanisms involved in the formation of the deep Sulu Sea water.

Uncertainty prediction for ocean and climate predictions is essential for multiple applications today. Many-Task Computing can play a significant role in making such predictions feasible. In this manuscript, we focus on ocean uncertainty prediction using the Error Subspace Statistical Estimation (ESSE) approach. In ESSE, uncertainties are represented by an error subspace of variable size. To predict these uncertainties, we perturb an initial state based on the initial error subspace and integrate the corresponding ensemble of initial conditions forward in time, including stochastic forcing during each simulation. The dominant error covariance (generated via SVD of the ensemble) is used for data assimilation. The resulting ocean fields are used as inputs for predictions of underwater sound propagation. ESSE is a classic case of Many Task Computing: It uses dynamic heterogeneous workflows and ESSE ensembles are data intensive applications. We first study the execution characteristics of a distributed ESSE workflow on a medium size dedicated cluster, examine in more detail the I/O patterns exhibited and throughputs achieved by its components as well as the overall ensemble performance seen in practice. We then study the performance/usability challenges of employing Amazon EC2 and the Teragrid to augment our ESSE ensembles and provide better solutions faster.

In this paper, we quantify the dynamical causes and uncertainties of striking differences in acoustic transmission data collected on the shelf and shelfbreak in the northeastern Taiwan region within the context of the 2008 Quantifying, Predicting, and Exploiting Uncertainty (QPE 2008) pilot experiment. To do so, we employ our coupled oceanographic (4-D) and acoustic (Nx2-D) modeling systems with ocean data assimilation and a best-fit depth-dependent geoacoustic model. Predictions are compared to the measured acoustic data, showing skill. Using an ensemble approach, we study the sensitivity of our results to uncertainties in several factors, including geoacoustic parameters, bottom layer thickness, bathymetry, and ocean conditions. We find that the lack of signal received on the shelfbreak is due to a 20-dB increase in transmission loss (TL) caused by bottom trapping of sound energy during up-slope transmissions over the complex and deeper bathymetry. Sensitivity studies on sediment properties show larger but isotropic TL variations on the shelf and smaller but more anisotropic TL variations over the shelfbreak. Sediment sound-speed uncertainties affect the shape of the probability density functions of the TLs more than uncertainties in sediment densities and attenuations. Diverse thicknesses of sediments lead to only limited effects on the TL. The small bathymetric data uncertainty is modeled and also leads to small TL variations. We discover that the initial transport conditions in the Taiwan Strait can affect acoustic transmissions downstream more than 100 km away, especially above the shelfbreak. Simulations also reveal internal tides and we quantify their spatial and temporal effects on the ocean and acoustic fields. One type of predicted waves are semidiurnal shelfbreak internal tides propagating up-slope with wavelengths around 40-80 km, horizontal phase speeds of 0.5-1 m/s, and vertical peak-to-peak displacements of isotherms of 20-60 m. These waves lead to variations of broadband TL estimates over 5-6-km range that are more isotropic and on bearing average larger (up to 5-8-dB amplitudes) on the shelf than on the complex shelfbreak where the TL varies rapidly with bearing angles.

In this paper, a method for merging partial overlap- ping time series of ocean profiles into a single time series of profiles using empirical orthogonal function (EOF) decomposition with the objective analysis is presented. The method is used to handle internal waves passing two or more mooring locations from multiple directions, a situation where patterns of variability cannot be accounted for with a simple time lag. Data from one mooring are decomposed into linear combination of EOFs. Objective analysis using data from another mooring and these patterns is then used to build the necessary profile for merging the data, which is a linear combination of the EOFs. This method is applied to temperature data collected at a two vertical moorings in the 2006 New Jersey Shelf Shallow Water Experiment (SW06). Resulting profiles specify conditions for 35 days from sea surface to seafloor at a primary site and allow for reliable acoustic propagation modeling, mode decomposition, and beamforming.

Oceanography is evolving from a ship-based expeditionary science to a distributed, observatory- based approach in which scientists continuously interact with instruments in the field. These new capabilities will facilitate the collection of long- term time series while also providing an interactive capability to conduct experiments using data streaming in real time. The U.S. National Science Foundation has funded the Ocean Observatories Initiative (OOI), which over the next 5 years will deploy infrastructure to expand scientists’ ability to remotely study the ocean. The OOI is deploying infrastructure that spans global, regional, and coastal scales. A global component will address planetary- scale problems using a new network of moored buoys linked to shore via satellite telecommunications. A regional cabled observatory will “wire” a single region in the northeastern Pacific Ocean with a high-speed optical and power grid. The coastal component will expand existing coastal observing assets to study the importance of high-frequency forcing on the coastal environment. These components will be linked by a robust cyberinfrastructure (CI) that will integrate marine observatories into a coherent system of systems. This CI infrastructure will also provide a Web- based social network enabled by real- time visualization and access to numerical model information, to provide the foundation for adaptive sampling science. Thus, oceanographers will have access to automated machine-to-machine sensor networks that can be scalable to increase in size and incorporate new technology for decades to come. A case study of this CI in action shows how a community of ocean scientists and engineers located throughout the United States at 12 different institutions used the automated ocean observatory to address daily adaptive science priorities in real time.

Accurate numerical modeling of biogeochemical ocean dynamics is essential for numerous applications, including coastal ecosystem science, environmental management and energy, and climate dynamics. Evaluating computational requirements for such often highly nonlinear and multiscale dynamics is critical. To do so, we complete comprehensive numerical analyses, comparing low- to high-order discretization schemes, both in time and space, employing standard and hybrid discontinuous Galerkin finite element methods, on both straight and new curved elements. Our analyses and syntheses focus on nutrient-phytoplankton-zooplankton dynamics under advection and diffusion within an ocean strait or sill, in an idealized 2D geometry. For the dynamics, we investigate three biological regimes, one with single stable points at all depths and two with stable limit cycles. We also examine interactions that are dominated by the biology, by the advection, or that are balanced. For these regimes and interactions, we study the sensitivity to multiple numerical parameters including quadrature-free and quadrature-based discretizations of the source terms, order of the spatial discretizations of advection and diffusion operators, order of the temporal discretization in explicit schemes, and resolution of the spatial mesh, with and without curved elements. A first finding is that both quadrature-based and quadrature-free discretizations give accurate results in well-resolved regions, but the quadrature-based scheme has smaller errors in underresolved regions. We show that low-order temporal discretizations allow rapidly growing numerical errors in biological fields. We find that if a spatial discretization (mesh resolution and polynomial degree) does not resolve the solution, oscillations due to discontinuities in tracer fields can be locally significant for both lowand high-order discretizations. When the solution is sufficiently resolved, higher-order schemes on coarser grids perform better (higher accuracy, less dissipative) for the same cost than lower-order scheme on finer grids. This result applies to both passive and reactive tracers and is confirmed by quantitative analyses of truncation errors and smoothness of solution fields. To reduce oscillations in un-resolved regions, we develop a numerical filter that is active only when and where the solution is not smooth locally. Finally, we consider idealized simulations of biological patchiness. Results reveal that higher-order numerical schemes can maintain patches for long-term integrations while lowerorder schemes are much too dissipative and cannot, even at very high resolutions. Implications for the use of simulations to better understand biological blooms, patchiness, and other nonlinear reactive dynamics in coastal regions with complex bathymetric features are considerable.

The Autonomous Ocean Sampling Network Phase Two (AOSN-II) experiment was conducted in and offshore from the Monterey Bay on the central California coast during July 23-September 6, 2003. The objective of the experiment was to learn how to apply new tools, technologies, and analysis techniques to adaptively sample the coastal ocean in a manner demonstrably superior to traditional methodologies, and to use the information gathered to improve predictive skill for quantities of interest to end-users. The scientific goal was to study the upwelling/relaxation cycle near an open coastal bay in an eastern boundary current region, particularly as it developed and spread from a coastal headland. The suite of observational tools used included a low-flying aircraft, a fleet of underwater gliders, including several under adaptive autonomous control, and propeller-driven AUVs in addition to moorings, ships, and other more traditional hardware. The data were delivered in real time and assimilated into the Harvard Ocean Prediction System (HOPS), the Navy Coastal Ocean Model (NCOM), and the Jet Propulsion Laboratory implementation of the Regional Ocean Modeling System (JPL/ROMS).

Two upwelling events and one relaxation event were sampled during the experiment. The upwelling in both cases began when a pool of cold water less than 13^oC appeared near Cape Ano Nuevo and subsequently spread offshore and southward across the bay as the equatorward wind stress continued. The primary difference between the events was that the first event spread offshore and southward, while the second event spread only southward and not offshore. The difference is attributed to the position and strength of meanders and eddies of the California Current System offshore, which blocked or steered the cold upwelled water. The space and time scales of the mesoscale variability were much shorter than have been previously observed in deep-water eddies offshore. Additional process studies are needed to elucidate the dynamics of the flow.

An ensemble data assimilation scheme, Error Subspace Statistical Estimation (ESSE), is utilized to investigate the seasonal ecosystem dynamics of the Lagoon of Venice and provide guidance on the monitoring and management of the Lagoon, combining a rich data set with a physical-biogeochemical numerical estuary-coastal model. Novel stochastic ecosystem modeling components are developed to represent prior uncertainties in the Lagoon dynamics model, measurement model, and boundary forcing by rivers, open-sea inlets, and industrial discharges. The formulation and parameters of these additive and multiplicative stochastic error models are optimized based on data-model forecast misfits. The sensitivity to initial and boundary conditions is quantified and analyzed. Half-decay characteristic times are estimated for key ecosystem variables, and their spatial and temporal variability are studied. General results of our uncertainty analyses are that boundary forcing and internal mixing have a significant control on the Lagoon dynamics and that data assimilation is needed to reduce prior uncertainties. The error models are used in the ESSE scheme for ensemble uncertainty predictions and data assimilation, and an optimal ensemble dimension is estimated. Overall, higher prior uncertainties are predicted in the central and northern regions of the Lagoon. On the basis of the dominant singular vectors of the ESSE ensemble, the two major northern rivers are the biggest sources of dissolved inorganic nitrogen (DIN) uncertainty in the Lagoon. Other boundary sources such as the southern rivers and industrial discharges can dominate uncertainty modes on certain months. For dissolved inorganic phosphorus (DIP) and phytoplankton, dominant modes are also linked to external boundaries, but internal dynamics effects are more significant than those for DIN. Our posterior estimates of the seasonal biogeochemical fields and of their uncertainties in 2001 cover the whole Lagoon. They provide the means to describe the ecosystem and guide local environmental policies. Specifically, our findings and results based on these fields include the temporal and spatial variability of nutrient and plankton gradients in the Lagoon; dynamical connections among ecosystem fields and their variability; strengths, gradients and mechanisms of the plankton blooms in late spring, summer, and fall; reductions of uncertainties by data assimilation and thus a quantification of data impacts and data needs; and, finally, an assessment of the water quality in the Lagoon in light of the local environmental legislation.

During the August-September 2003 Autonomous Ocean Sampling Network-II experiment, the Harvard Ocean Prediction System (HOPS) and Error Subspace Statistical Estimation (ESSE) system were utilized in real-time to forecast physical fields and uncertainties, assimilate various ocean measurements (CTD, AUVs, gliders and SST data), provide suggestions for adaptive sampling, and guide dynamical investigations. The qualitative evaluations of the forecasts showed that many of the surface ocean features were predicted, but that their detailed positions and shapes were less accurate. The root-mean-square errors of the real-time forecasts showed that the forecasts had skill out to two days. Mean one-day forecast temperature RMS error was 0.26^oC less than persistence RMS error. Mean two-day forecast temperature RMS error was 0.13^oC less than persistence RMS error. Mean one- or two-day salinity RMS error was 0.036 PSU less than persistence RMS error. The real-time skill in the surface was found to be greater than the skill at depth. Pattern correlation coefficient comparisons showed, on average, greater skill than the RMS errors. For simulations lasting 10 or more days, uncertainties in the boundaries could lead to errors in the Monterey Bay region.

Following the real-time experiment, a reanalysis was performed in which improvements were made in the selection of model parameters and in the open-boundary conditions. The result of the reanalysis was improved long-term stability of the simulations and improved quantitative skill, especially the skill in the main thermocline (RMS simulation error 1^oC less than persistence RMS error out to five days). This allowed for an improved description of the ocean features. During the experiment there were two-week to 10-day long upwelling events. Two types of upwelling events were observed: one with plumes extending westward at point Ano Nuevo (AN) and Point Sur (PS); the other with a thinner band of upwelled water parallel to the coast and across Monterey Bay. During strong upwelling events the flows in the upper 10-20 m had scales similar to atmospheric scales. During relaxation, kinetic energy becomes available and leads to the development of mesoscale features. At 100-300 m depths, broad northward flows were observed, sometimes with a coastal branch following topographic features. An anticyclone was often observed in the subsurface fields in the mouth of Monterey Bay.

Systems capable of forecasting ocean properties and acoustic performance in the littoral ocean are becoming a useful capability for scientific and operational exercises. The coupling of a data-assimilative nested ocean modeling system with an acoustic propagation modeling system was carried out at sea for the first time, within the scope of Battlespace Preparation 2007 (BP07) that was part of Marine Rapid Environmental Assessment (MREA07) exercises. The littoral region for our studies was southeast of the island of Elba ( Italy) in the Tyrrhenian basin east of Corsica and Sardinia. During BP07, several vessels collected in situ ocean data, based in part on recommendations from oceanographic forecasts. The data were assimilated into a four- dimensional high-resolution ocean modeling system. Sound-speed forecasts were then used as inputs for bearing- and range-dependent acoustic propagation forecasts. Data analyses are carried out and the set-up of the coupled oceanographic-acoustic system as well as the results of its real-time use are described. A significant finding is that oceanographic variability can considerably influence acoustic propagation properties, including the probability of detection, even in this apparently quiet region around Elba. This strengthens the importance of coupling at-sea acoustic modeling to real-time ocean forecasting. Other findings include the challenges involved in downscaling basin-scale modeling systems to high-resolution littoral models, especially in the Mediterranean Sea. Due to natural changes, global human activities and present model resolutions, the assimilation of synoptic regional ocean data is recommended in the region.

Today’s situational awareness requirements in the undersea environment present severe challenges for acoustic communication systems. Acoustic propagation through the ocean environment severely limits the capacity of existing underwater communication systems. Specifically, the presence of internal waves coupled with the ocean sound channel creates a stochastic field that introduces deep fades and significant intersymbol interference (ISI) thereby limiting reliable communication to low data rates. In this paper we present a communication architecture that optimally predistorts the acoustic wave via spatial modulation and detects the acoustic wave with optimal spatial recombination to maximize reliable information throughput. This effectively allows the system to allocate its power to the most efficient propagation modes while mitigating ISI. Channel state information is available to the transmitter through low rate feedback. New results include the asymptotic distribution of singular values for a large number of apertures. Further, we present spatial modulation at the transmitter and spatial recombination at the receiver that asymptotically minimize bit error rate (BER). We show that, in many applications, the number of apertures can be made large enough so that asymptotic results approximate finite results well. Additionally, we show that the interference noise power is reduced proportional to the inverse of the number of receive apertures. Finally, we calculate the asymptotic BER for the sparse aperture acoustic system.

Variabilities in the coastal ocean environment span a wide range of spatial and temporal scales. From an acoustic viewpoint, the limited oceanographic measurements and today’s ocean computational capabilities are not always able to provide oceanic-acoustic predictions in high-resolution and with enough accuracy. Adaptive Rapid Environmental Assessment (AREA) is an adaptive sampling concept being developed in connection with the emergence of Autonomous Ocean Sampling Networks and interdisciplinary ensemble predictions and adaptive sampling via Error Subspace Statistical Estimation (ESSE). By adaptively and optimally deploying in situ sampling resources and assimilating these data into coupled nested ocean and acoustic models, AREA can dramatically improve the estimation of ocean fields that matter for acoustic predictions. These concepts are outlined and a methodology is developed and illustrated based on the Focused Acoustic Forecasting-05 (FAF05) exercise in the northern Tyrrhenian sea. The methodology first couples the data-assimilative environmental and acoustic propagation ensemble modeling. An adaptive sampling plan is then predicted, using the uncertainty of the acoustic predictions as input to an optimization scheme which finds the parameter values of autonomous sampling behaviors that optimally reduce this forecast of the acoustic uncertainty. To compute this reduction, the expected statistics of unknown data to be sampled by different candidate sampling behaviors are assimilated. The predicted-optimal parameter values are then fed to the sampling vehicles. A second adaptation of these parameters is ultimately carried out in the water by the sampling vehicles using onboard routing, in response to the real ocean data that they acquire. The autonomy architecture and algorithms used to implement this methodology are also described. Results from a number of real-time AREA simulations using data collected during the Focused Acoustic Forecasting (FAF05) exercise are presented and discussed for the case of a single Autonomous Underwater Vehicle (AUV). For FAF05, the main AREA-ESSE application was the optimal tracking of the ocean thermocline based on ocean-acoustic ensemble prediction, adaptive sampling plans for vertical Yo-Yo behaviors and subsequent onboard Yo-Yo routing.

Error Subspace Statistical Estimation (ESSE), an uncertainty prediction and data assimilation methodology employed for real-time ocean forecasts, is based on a characterization and prediction of the largest uncertainties. This is carried out by evolving an error subspace of variable size. We use an ensemble of stochastic model simulations, initialized based on an estimate of the dominant initial uncertainties, to predict the error subspace of the model fields. The dominant error covariance (generated via an SVD of the ensemble-generated error covariance matrix) is used for data assimilation. The resulting ocean fields are provided as the input to acoustic modeling, allowing for the prediction and study of the spatiotemporal variations in acoustic propagation and their uncertainties. The ESSE procedure is a classic case of Many Task Computing: These codes are managed based on dynamic workflows for the: (i) perturbation of the initial mean state, (ii) subsequent ensemble of stochastic PE model runs, (iii) continuous generation of the covariance matrix, (iv) successive computations of the SVD of the ensemble spread until a convergence criterion is satisfied, and (v) data assimilation. Its ensemble nature makes it a many task data intensive application and its dynamic workflow gives it heterogeneity. Subsequent acoustics propagation modeling involves a very large ensemble of short-in-duration acoustics runs.

This paper presents a rigorous, yet practical, method of multigrid data assimilation into regional structured-grid tidal models. The new inverse tidal nesting scheme, with nesting across multiple grids, is designed to provide a fit of the tidal dynamics to data in areas with highly complex bathymetry and coastline geometry. In these areas, computational constraints make it impractical to fully resolve local topographic and coastal features around all of the observation sites in a stand-alone computation. The proposed strategy consists of increasing the model resolution in multiple limited area domains around the observation locations where a representativeness error is detected in order to improve the representation of the measurements with respect to the dynamics. Multiple high-resolution nested domains are set up and data assimilation is carried out using these embedded nested computations. Every nested domain is coupled to the outer domain through the open boundary conditions (OBCs). Data inversion is carried out in a control space of the outer domain model. A level of generality is retained throughout the presentation with respect to the choice of the control space; however, a specific example of using the outer domain OBCs as the control space is provided, with other sensible choices discussed. In the forward scheme, the computations in the nested domains do not affect the solution in the outer domain. The subsequent inverse computations utilize the observation-minus-model residuals of the forward computations across these multiple nested domains in order to obtain the optimal values of parameters in the control space of the outer domain model. The inversion is carried out by propagating the uncertainty from the control space to model tidal fields at observation locations in the outer and in the nested domains using efficient low-rank error covariance representations. Subsequently, an analysis increment in the control space of the outer domain model is computed and the multigrid system is steered optimally towards observations while preserving a perfect dynamical balance. The method is illustrated using a real-world application in the context of the Philippines Strait Dynamics experiment.

We present the spatial and temporal variability of the acoustic field in Dabob Bay during the PLUSNet07 Exercise. The study uses a 4-D data-assimilative numerical ocean model to provide input to an acoustic propagation model. The ocean physics models (primitive-equations and tidal models), with CTD data assimilation, provided ocean predictions in the region. The output ocean forecasts had a 300m and 1-5m resolution in the horizontal and vertical directions, at 3-hour time intervals within a 15-day period. This environmental data, as the input to acoustic modeling, allowed for the prediction and study of the temporal variations of the acoustic field, as well as the varying spatial structures of the field. Using a one-way coupled-normal-mode code, along- and across-sections in the Dabob Bay acoustic field structures at 100, 400, and 900 Hz were forecasted and described twice-daily, for various source depths. Interesting propagation effects, such as acoustic fluctuations with respect to the source depth and frequency as a result of the regional ocean variability, wind forcing, and tidal effects are discussed. The novelty of this work lies in the possibility of accurate acoustic TL prediction in the littoral region by physically coupling the real-time ocean prediction system to real-time acoustic modeling.

In 1969, the Journal of Computational Physics published a seminal article by K. Bryan presenting the first ocean general circulation model. Since then, many numerical studies of the World Ocean, as well as regional or coastal flows, used models directly or indirectly inspired by the work of Bryan and his colleagues. A number of these models have evolved into highly modular and versatile computational systems, including multiple physical modules and options as well as varied biogeochemical, ecosystem and acoustics modeling capabilities. Several modeling systems are now well-documented tools, which are widely used in research institutions and various organizations around the world. The list of such modeling systems is large and too long to be summarized in this editorial. Over the last three decades, significant progress has been made in the parameterization of subgrid-scale processes, in data assimilation methodologies and in boundary condition schemes, as well as in the efficient implementation of algorithms on fast vector and subsequently parallel computers, allowing higher and higher resolution in space and time. However, many of today’s popular modeling systems can still be regarded as members of the first generation of ocean models: at their core, rather similar geophysical fluid dynamics equations are solved numerically using a conservative finite-difference method on a structured grid. Today, several aspects of structured-grid models could benefit from significant upgrades, learning from major advances in computational fluid dynamics. In particular, the use of a structured grid limits the flexibility in the spatial resolution and does not allow one to take full advantage of numerical algorithms such as finite volumes and finite elements, which can achieve their best performance when implemented on unstructured meshes. Even though many of today’s complex marine modeling and data assimilation systems have evolved significantly since Bryan’s prototype, it would be challenging to modify them step-by-step from a structured-grid approach to an unstructured-grid one. Therefore, novel marine model design research is underway, paving the way for the second generation of ocean modeling systems. It is difficult to predict today if this new generation of ocean models will achieve its chief objective: widening the range of resolved scales of motion with increased efficiencies and accuracies, possibly allowing multi-resolution, multi-scale, and multidynamics numerical simulations of marine flows, all occurring seamlessly within distributed computing environments. In fact, hybrid approaches merging the advantages of structured and unstructured-grid modeling may be the way forward. Whether or not unstructured mesh approaches will prevail is all the more difficult to predict now that structured mesh modelers have developed powerful solutions for increasing the resolution when and where needed. For instance, grid embedding is still a popular and useful method for enhancing model resolution. It can involve multiply nested domains and allows the relatively straightforward use of different dynamics or models in each domain. Research is also underway for developing multigrid, wavelet, and other multi-scale decompositions for the numerical solution of dynamical equations but also for the study of results, model evaluation or data assimilation. This special issue presents a number of examples of the abovementioned developments. Ringler et al. examine the potential of spherical centroidal Voronoi tessellations for performing multi-resolution simulations; they apply this method to the Greenland ice sheet and the North Atlantic Ocean. Lambrechts et al. present a triangular mesh generation system and its applications to the World Ocean and various shelf seas, including the Great Barrier Reef, Australia. Finite element models on unstructured grids are described and utilized in several manuscripts. Bellafiore et al. study the Adriatic Sea and the Lagoon of Venice, while Jones and Davies simulate tides and storm surges along the western coast of Britain. Danilov et al. assess two finite element discretizations, i.e., a continuous element and a non-conforming one, and compare the results of these discretizations with those of a finite-difference model. In Harig et al., the tsunami generated by the great Sumatra-Andaman earthquake of 26 December 2004 is simulated by means of a finite element model. Comparisons are carried out with various types of data as well as with the results of a structured mesh model using a nested structured-grid system. A nested-grid ocean circulation model is also employed by Yang and Sheng to carry out a process study on the Inner Scotian Shelf, Canada, focusing on the circulation induced by a tropical storm. Debreu and Blayo present a detailed review of two-way embedding algorithms for structured-grid models. Finally, Logutov develops a multi-scale assimilation scheme for tidal data within the framework of a multiply nested structured-grid barotropic tidal modeling approach. As illustrated by these manuscripts, the next generation of ocean modelers is motivated by a wide range of research opportunities over a rich spectrum of needs. Future progress will involve fundamental and applied numerical and computational research as well as new multi-scale geophysical fluid modeling. Domains of ongoing interest range from estuaries to the global ocean, including coastal regions and shelf seas. New multi-scale modeling of physical as well as biological, chemical or interdisciplinary processes will flourish in the coming decades. We are grateful to the authors for their contributions and to the chief-editor for his support in this endeavor. We are thankful to the reviewers for their time and help in assessing the manuscripts submitted to this special issue. Eric Deleersnijder is a Research associate with the Belgian National Fund for Scientific Research (FNRS); he is indebted to the Communaut Francaise de Belgique for its support through contract ARC 04/09-316. Pierre Lermusiaux is grateful to the Office of Naval Research for support under grant N00014-08-1-1097 to the Massachusetts Institute of Technology.

Correct representation of tidal processes in regional ocean models is contingent on the accurate specification of open boundary conditions. This paper describes a new inverse scheme for the assimilation of observational data into a depth-integrated spectral shallow water tidal model and the numerical implementation of this scheme into a stand-alone computational system for regional tidal prediction. A novel aspect is a specific implementation of the inverse which does not require an adjoint model. An optimization is carried out in the open boundary condition space rather than in the observational space or model state space. Our approach reflects the specifics of regional tidal modeling applications in which open boundary conditions (OBCs) typically constitute a significant source of uncertainty. Regional tidal models rely predominantly on global tidal estimates for open boundary conditions. As the resolution of global tidal models is insufficient to fully resolve regional topographic and coastal features, the a priori OBC estimates potentially contain an error. It is, therefore, desirable to correct these OBCs by finding an inverse OBC estimate that is fitted to the regional observations, in accord with the regional dynamics and respective error estimates. The data assimilation strategy presented in this paper provides a consistent and practical estimation scheme for littoral ocean science and applications where tidal effects are significant. Illustrations of our methodological and computational results are presented in the area of Dabob Bay and Hood Canal, WA, which is a region connected to the open Pacific ocean through a series of inland waterways and complex shorelines and bathymetry.

For efficient progress, model properties and measurement needs can adapt to oceanic events and interactions as they occur. The combination of models and data via data assimilation can also be adaptive. These adaptive concepts are discussed and exemplified within the context of comprehensive real-time ocean observing and prediction systems. Novel adaptive modeling approaches based on simplified maximum likelihood principles are developed and applied to physical and physical-biogeochemical dynamics. In the regional examples shown, they allow the joint calibration of parameter values and model structures. Adaptable components of the Error Subspace Statistical Estimation (ESSE) system are reviewed and illustrated. Results indicate that error estimates, ensemble sizes, error subspace ranks, covariance tapering parameters and stochastic error models can be calibrated by such quantitative adaptation. New adaptive sampling approaches and schemes are outlined. Illustrations suggest that these adaptive schemes can be used in real time with the potential for most efficient sampling.

Variabilities in the coastal ocean environment span a wide range of spatial and temporal scales. From an acoustic viewpoint, the limited oceanographic measurements and today’s ocean modeling capabilities can’t always provide oceanic-acoustic predictions in sufficient detail and with enough accuracy. Adaptive Rapid Environmental Assessment (AREA) is a new adaptive sampling concept being developed in connection with the emergence of the Autonomous Ocean Sampling Network (AOSN) technology. By adaptively and optimally deploying in-situ measurement resources and assimilating these data in coupled nested ocean and acoustic models, AREA can dramatically improve the ocean estimation that matters for acoustic predictions and so be essential for such predictions. These concepts are outlined and preliminary methods are developed and illustrated based on the Focused Acoustic Forecasting-05 (FAF05) exercise. During FAF05, AREA simulations were run in real-time and engineering tests carried out, within the context of an at-sea experiment with Autonomous Underwater Vehicles (AUV) in the northern Tyrrhenian sea, on the eastern side of the Corsican channel.

Adaptive sampling aims to predict the types and locations of additional observations that are most useful for specific objectives, under the constraints of the available observing network. Path planning refers to the computation of the routes of the assets that are part of the adaptive component of the observing network. In this paper, we present two path planning methods based on Mixed Integer Linear Programming (MILP). The methods are illustrated with some examples based on environmental ocean fields and compared to highlight their strengths and weaknesses. The stronger method is further demonstrated on a number of examples covering multi-vehicle and multi-day path planning, based on simulations for the Monterey Bay region. The framework presented is powerful and flexible enough to accommodate changes in scenarios. To demonstrate this feature, acoustical path planning is also discussed.

Scientific computations for the quantification, estimation and prediction of uncertainties for ocean dynamics are developed and exemplified. Primary characteristics of ocean data, models and uncertainties are reviewed and quantitative data assimilation concepts defined. Challenges involved in realistic data-driven simulations of uncertainties for four-dimensional interdisciplinary ocean processes are emphasized. Equations governing uncertainties in the Bayesian probabilistic sense are summarized. Stochastic forcing formulations are introduced and a new stochastic-deterministic ocean model is presented. The computational methodology and numerical system, Error Subspace Statistical Estimation, that is used for the efficient estimation and prediction of oceanic uncertainties based on these equations is then outlined. Capabilities of the ESSE system are illustrated in three data-assimilative applications: estimation of uncertainties for physical-biogeochemical fields, transfers of ocean physics uncertainties to acoustics, and real-time stochastic ensemble predictions with assimilation of a wide range of data types. Relationships with other modern uncertainty quantification schemes and promising research directions are discussed.

Physical and biogeochemical ocean dynamics can be intermittent and highly variable, and involve interactions on multiple scales. In general, the oceanic fields, processes and interactions that matter thus vary in time and space. For efficient forecasting, the structures and parameters of models must evolve and respond dynamically to new data injected into the executing prediction system. The conceptual basis of this adaptive modeling and corresponding computational scheme is the subject of this presentation. Specifically, we discuss the process of adaptive modeling for coupled physical and biogeochemical ocean models. The adaptivity is introduced within an interdisciplinary prediction system. Model-data misfits and data assimilation schemes are used to provide feedback from measurements to applications and modify the runtime behavior of the prediction system. Illustrative examples in Massachusetts Bay and Monterey Bay are presented to highlight ongoing progress.

Ocean science and ocean acoustics today are engaged in coupled interdisciplinary research on both fundamental dynamics and applications. In this context interdisciplinary data assimilation, which melds observations and fundamental dynamical models for field and parameter estimation is emerging as a novel and powerful methodology, but computational demands present challenging constraints which need to be overcome. These ideas are developed within the concept of an interdisciplinary system for assessing sonar system performance. An end-to-end system, which couples meteorology-physical oceanography-geoacoustics-ocean acoustics-bottom-noise-target-sonar data and models, is used to estimate uncertainties and their transfers and feedbacks. The approach to interdisciplinary data assimilation for this system importantly involves a full, interdisciplinary state vector and error covariance matrix. An idealized end-to-end system example is presented based upon the Shelfbreak PRIMER experiment in the Middle Atlantic Bight. Uncertainties in the physics are transferred to the acoustics and to a passive sonar using fully coupled physical and acoustical data assimilation.

Oceanographic conditions in the Gulf of Procchio, along the northern Elba coast, are influenced by the circulation in the Corsica channel and the southeastern Ligurian Sea. In order to support ocean prediction by nested models, an initial 4-day CTD survey provided initial ocean conditions. The purposes of the forecasts were threefold: i) in support of AUV exercises; ii) as an experiment in the development of rapid environmental assessment (REA) methodology; and, iii) as a rigorous real time test of a distributed ocean ocean prediction system technology. The Harvard Ocean Prediction System (HOPS) was set up around Elba in a very high resolution domain (225 m horizontally) which was two-way nested in a high resolution domain (675 m) in the channel between Italy and Corsica. The HOPS channel domain was physically interfaced with a one-way nest to the CU-POM model run in a larger Ligurian Sea domain. Eleven nowcasts and 2-3 day forecasts were issued during the period 26 September to 10 October, 2000 for the channel domain and for a Procchio Bay operational sub-domain of the Elba domain.

After initialization with the NRV Alliance, CTD survey data adaptive sampling patterns for nightly excursions of the Alliance were designed on the basis of forecasts to obtain data for assimilation which would most efficiently maintain the structures and variability of the flow in future dynamical forecasts. Images of satellite sea surface temperature were regularly processed and used for track planning and also for model verification. Rapid environmental assessment (REA) techniques were used for data processing and transmission from ship to shore and vice versa for model results. ADCP data validated well the flow in the channel. Additionally and importantly, the direction and strength of the flow in Procchio Bay were correctly forecast by dynamics supported only by external observations. CU-POM model hydrographic and geostrophic flow data was assimilated successfully on boundary strips of the HOPS domain. Flow fields with/without CU-POM nesting were qualitatively similar and a quantitative analysis of differences is under study. A significant result was the demonstration of a powerful and efficient distributed ocean observing and prediction system with in situ data collected in the Ligurian Sea, satellite data collected at SACLANTCEN, forecast modeling at Harvard University and the University of Colorado, and adaptive sampling tracks designed at Harvard. The distributed system functioned smoothly and effectively and coped with the adverse six-hour time difference between Massachusetts and Italy.

Data-driven forecasts and simulations for Massachusetts Bay based on in situ observations collected during August – September 1998 and on coupled four-dimensional (4-D) physical and biogeochemical models are carried out, evaluated, and studied. The real-time forecasting and adaptive sampling took place from August 17 to October 5, 1998. Simultaneous synoptic physical and biogeochemical data sets were obtained over a range of scales. For the real-time forecasts, the physical model was initialized using hydrographic data from August 1998 and the new biogeochemical model using historical data. The models were forced with real-time meteorological fields and the physical data were assimilated. The resulting interdisciplinary forecasts were robust and the Bay-scale biogeochemical variability was qualitatively well represented. For the postcruise simulations, the August – September 1998 biogeochemical data are utilized. Extensive comparisons of the coupled model fields with data allowed significant improvements of the biogeochemical model. All physical and biogeochemical data are assimilated using an optimal interpolation scheme. Within this scheme, an approximate biogeochemical balance and dynamical adjustments are utilized to derive the non-observed ecosystem variables from the observed ones. Several processes occurring in the lower trophic levels of Massachusetts Bay during the summer – autumn period over different spatial and temporal scales are described. The coupled dynamics is found to be more vigorous and diverse than previously thought to be the case in this period. For the biogeochemical dynamics, multiscale patchiness occurs. The locations of the patches are mainly defined by physical processes, but their strengths are mainly controlled by biogeochemical processes. The fluxes of nutrients into the euphotic zone are episodic and induced in part by atmospheric forcing. The quasi-weekly passage of storms gradually deepened the mixed layer and often altered the Bay-scale circulation and induced internal submesoscale variability. The physical variability increased the transfer of biogeochemical materials between the surface and deeper layers and modulated the biological processes.

Data from a hydrographic survey of the Tunisia-Sardinia-Sicily region are assimilated into a primitive equations ocean model. The model simulation is then averaged in time over the short duration of the data survey. The corresponding results, consistent with data and dynamics, are providing new insight into the circulation of Modified Atlantic Water (MAW) and Levantine Intermediate Water (LIW) in this region of the western Mediterranean. For MAW these insights include a southward jet off the east coast of Sardinia, anticyclonic recirculation cells on the Algerian and Tunisian shelves, and a secondary flow splitting in the Strait of Sicily. For the LIW regime a detailed view of the circulation in the Strait of Sicily is given, indicating that LIW proceeds from the strait to the Tyrrhenian Sea. No evidence is found for a direct current path to the Sardinia Channel. Complex circulation patterns are validated by two-way nesting of critical regions. Volume transports are computed for the Strait of Sicily, the Sardinia Channel, and the passage between Sardinia and Sicily.

The International Lie`ge Colloquium on Ocean Dynamics is organized annually. The topic differs from year to year in an attempt to address, as much as possible, recent problems and incentive new subjects in oceanography. Assembling a group of active and eminent scientists from various countries and often different disciplines, the Colloquia provide a forum for discussion and foster a mutually beneficial exchange of information opening on to a survey of recent discoveries, essential mechanisms, impelling question marks and valuable recommendations for future research. The objective of the 2001 Colloquium was to evaluate the progress of data assimilation methods in marine science and, in particular, in coupled hydrodynamic, ecological and bio-geo-chemical models of the ocean. The past decades have seen important advances in the understanding and modelling of key processes of the ocean circulation and bio-geo-chemical cycles. The increasing capabilities of data and models, and their combination, are allowing the study of multidisciplinary interactions that occur dynamically, in multiple ways, on multiscales and with feedbacks. The capacity of dynamical models to simulate interdisciplinary ocean processes over specific space- time windows and thus forecast their evolution over predictable time scales is also conditioned upon the availability of relevant observations to: initialise and continually update the physical and bio-geo-chemical sectors of the ocean state; provide relevant atmospheric and boundary forcing; calibrate the parameterizations of sub-grid scale processes, growth rates and reaction rates; construct interdisciplinary and multiscale correlation and feature models; identify and estimate the main sources of errors in the models; control or correct for mis-represented or neglected processes. The access to multivariate data sets requires the implementation, exploitation and management of dedicated ocean observing and prediction systems. However, the available data are often limited and, for instance, seldom in a form to be directly compatible or directly inserted into the numerical models. To relate the data to the ocean state on all scales and regions that matter, evolving three-dimensional and multivariate (measurement) models are becoming important. Equally significant is the reduction of observational requirements by design of sampling strategies via Observation System Simulation Experiments and adaptive sampling. Data assimilation is a quantitative approach to extract adequate information content from the data and to improve the consistency between data sets and model estimates. It is also a methodology to dynamically interpolate between data scattered in space and time, allowing comprehensive interpretation of multivariate observations. In general, the goals of data assimilation are to: control the growth of predictability errors; correct dynamical deficiencies; estimate model parameters, including the forcings, initial and boundary conditions; characterise key processes by analysis of four- 0924-7963/03/$ – see front matter D 2003 Elsevier Science B.V. All rights reserved. doi:10.1016/S0924-7963(03)00027-7 www.elsevier.com/locate/jmarsys The use of data assimilation in coupled hydrodynamic, ecological and bio-geo-chemical models of the ocean Journal of Marine Systems 40-41 (2003) 1-3 dimensional fields and their statistics (balances of terms, etc.); carry out advanced sensitivity studies and Observation System Simulation Experiments, and conduct efficient operations, management and monitoring. The theoretical framework of data assimilation for marine sciences is now relatively well established, routed in control theory, estimation theory or inverse techniques, from variational to sequential approaches. Ongoing research efforts of special importance for interdisciplinary applications include the: stochastic representation of processes and determination of model and data errors; treatment of (open) boundary conditions and strong nonlinearities; space-time, multivariate extrapolation of limited and noisy data and determination of measurement models; demonstration that bio-geo-chemical models are valid enough and of adequate structures for their deficiencies to be controlled by data assimilation; and finally, ability to provide accurate estimates of fields, parameters, variabilities and errors, with large and complex dynamical models and data sets. Operationally, major engineering and computational challenges for the coming years include the: development of theoretically sound methods into useful, practical and reliable techniques at affordable costs; implementation of scalable, seamless and automated systems linking observing systems, numerical models and assimilation schemes; adequate mix of integrated and distributed (Web-based) networks; construction of user-friendly architectures and establishment of standards for the description of data and software (metadata) for efficient communication, dissemination and management. In addition to addressing the above items, the 33rd Lie`ge Colloquium has offered the opportunity to: – review the status and current progress of data assimilation methodologies utilised in the physical, acoustical, optical and bio-geo-chemical scientific communities; – demonstrate the potentials of data assimilation systems developed for coupled physical/ecosystem models, from scientific to management inquiries; – examine the impact of data assimilation and inverse modelling in improving model parameterisations; – discuss the observability and controllability properties of, and identify the missing gaps in current observing and prediction systems; and exchange the results of and the learnings from preoperational marine exercises. The presentations given during the Colloquium lead to discussions on a series of topics organized within the following sections: (1) Interdisciplinary research progress and issues: data, models, data assimilation criteria. (2) Observations for interdisciplinary data assimilation. (3) Advanced fields estimation for interdisciplinary systems. (4) Estimation of interdisciplinary parameters and model structures. (5) Assimilation methodologies for physical and interdisciplinary systems. (6) Toward operational interdisciplinary oceanography and data assimilation. A subset of these presentations is reported in the present Special Issue. As was pointed out during the Colloquium, coupled biological-physical data assimilation is in its infancy and much can be accomplished now by the immediate application of existing methods. Data assimilation intimately links dynamical models and observations, and it can play a critical role in the important area of fundamental biological oceanographic dynamical model development and validation over a hierarchy of complexities. Since coupled assimilation for coupled processes is challenging and can be complicated, care must be exercised in understanding, modeling and controlling errors and in performing sensitivity analyses to establish the robustness of results. Compatible interdisciplinary data sets are essential and data assimilation should iteratively define data impact and data requirements. Based on the results presented during the Colloquium, data assimilation is expected to enable future marine technologies and naval operations otherwise impossible or not feasible. Interdisciplinary predictability research, multiscale in both space and time, is required. State and parameter estimation via data assimilation is central to the successful establishment of advanced interdisciplinary ocean observing and prediction systems which, functioning in real time, will contribute to novel and efficient capabilities to manage, and to operate in our oceans. The Scientific Committee and the participants to the 33rd Lie`ge Colloquium wish to express their 2 Preface gratitude to the Ministe`re de l’Enseignement Supe’rieur et de la Recherche Scientifique de la Communaute – Francaise de Belgique, the Fonds National de la Recherche Scientifique de Belgique (F.N.R.S., Belgium), the Ministe`re de l’Emploi et de la Formation du Gouvernement Wallon, the University of Lie`ge, the Commission of European Union, the Scientific Committee on Oceanographic Research (SCOR), the International Oceanographic Commission of the UNESCO, the US Office of Naval Research, the National Science Foundation (NSF, USA) and the International Association for the Physical Sciences of the Ocean (IAPSO) for their most valuable support.

The uncertainties in the predicted acoustic wavefield associated with the transmission of low- frequency sound from the continental slope, through the shelfbreak front, onto the continental shelf are examined. The locale and sensor geometry being investigated is that of the New England continental shelfbreak with a moored low-frequency sound source on the slope. Our method of investigation employs computational fluid mechanics coupled with computational acoustics. The coupled methodology for uncertainty estimation is that of Error Subspace Statistical Estimation. Specifically, based on observed oceanographic data during the 1996 Shelfbreak Primer Experiment, the Harvard University primitive-equation ocean model is initialized with many realizations of physical fields and then integrated to produce many realizations of a five-day regional forecast of the sound speed field. In doing so, the initial physical realizations are obtained by perturbing the physical initial conditions in statistical accord with a realistic error subspace. The different forecast realizations of the sound speed field are then fed into a Naval Postgraduate School coupled-mode sound propagation model to produce realizations of the predicted acoustic wavefield in a vertical plane across the shelfbreak frontal zone. The combined ocean and acoustic results from this Monte Carlo simulation study provide insights into the relations between the uncertainties in the ocean and acoustic estimates. The modeled uncertainties in the transmission loss estimate and their relations to the error statistics in the ocean estimate are discussed.

Data assimilation is a modern methodology of relating natural data and dynamical models. The general dynamics of a model is combined or melded with a set of observations. All dynamical models are to some extent approximate, and all data sets are finite and to some extent limited by error bounds. The purpose of data assimilation is to provide estimates of nature which are better estimates than can be obtained by using only the observational data or the dynamical model. There are a number of specific approaches to data assimilation which are suitable for estimation of the state of nature, including natural parameters, and for evaluation of the dynamical approximations. Progress is accelerating in understanding the dynamics of real ocean biological- physical interactive processes. Although most biophysical processes in the sea await discovery, new techniques and novel interdisciplinary studies are evolving ocean science to a new level of realism. Generally, understanding proceeds from a quantitative description of four-dimensional structures and events, through the identification of specific dynamics, to the formulation of simple generalizations. The emergence of realistic interdisciplinary four-dimensional data assimilative ocean models and systems is contributing significantly and increasingly to this progress.

An interdisciplinary team of scientists is collaborating to enhance the understanding of the uncertainty in the ocean environment, including the sea bottom, and characterize its impact on tactical system performance. To accomplish these goals quantitatively an end-to-end system approach is necessary. The conceptual basis of this approach and the framework of the end-to-end system, including its components, is the subject of this presentation. Specifically, we present a generic approach to characterize variabilities and uncertainties arising from regional scales and processes, construct uncertainty models for a generic sonar system, and transfer uncertainties from the acoustic environment to the sonar and its signal processing. Illustrative examples are presented to highlight recent progress toward the development of the methodology and components of the system.

Combining an intensive hydrographic data survey with a numerical primitive equation model by data assimilation, the main features of dominant mesoscale to subbasin-scale variability in the Strait of Sicily (Mediterranean Sea) during the summer of 1996 are estimated, revealed and described, and several hydrographic and dynamical properties of the #ow and variabilities discussed. The feature identi”cation is based on two independent real-time analyses of the variability. One analysis `subjectivelya evaluates and studies physical “eld forecasts and their variations. The other more `objectivelya estimates and forecasts the principal components of the variability. The two independent analyses are found to be in agreement and complementary. The dominant dynamical variations are revealed to be associated with “ve features: the Adventure Bank Vortex, Maltese Channel Crest, Ionian Shelfbreak Vortex, Messina Rise Vortex, and temperature and salinity fronts of the Ionian slope. These features and their variations are found to have links with the meanders of the Atlantic Ionian Stream. For each feature, the characteristic physical scales, and their deviations, are quanti”ed. The predominant circulation patterns, pathways and transformations of the modi”ed Atlantic water, Ionian water and modi”ed Levantine intermediate water, are then identi”ed and discussed. For each of these water masses, the ranges of temperature, salinity, depth, velocity and residence times, and the regional variations of these ranges, are computed. Based on the estimated “elds and variability principal components, several properties of the dynamics in the Strait are discussed. These include: general characteristics of the mesoscale anomalies; bifurcations of the Atlantic Ionian Stream; respective roles of topography, atmospheric forcings and internal dynamics; factors controlling (strengthening or weakening) the vortices identi”ed; interactions of the Messina Rise and Ionian Shelfbreak vortices; and, mesoscale dynamics and relatively complex features along the Ionian slope. For evaluation and validation of the results obtained, in situ data, satellite sea surface temperature images and trajectories of surface drifters are employed, as well as comparisons with previous studies.

Fishery management regulates size and species-specific fishing mortality to optimize biological production from the fish populations and economic production from the fishery. Fishery management is similar to management in industries and in natural resources where the goals of management are intended to optimize outputs relative to inputs. However, the management of fish populations is among the most difficult. The difficulties arise because (a) the dynamics of the natural production system are extremely complicated; involving an infinitude of variables and interacting natural systems and (b) the size-and species-specific fishing mortality (i.e. system control) is difficult to measure, calibrate, and deploy. Despite the difficulties, it is believed that significant advances can be made by employing a fishery management system that involves knowing the short-term (daily to weekly) variability in the structures of environmental and fish fields. We need new information systems that bring together existing critical technologies and thereby place fishery management in a total-systems feedback-control context. Such a system would monitor the state of the structure of all stocks simultaneously in near real-time, be adaptive to the evolving fishery and consider the effects of the environment and economics. To do this the system would need to (a) employ new in situ and remote sensors in innovative ways, (b) develop new data streams to support the development of new information, (c) employ modern modeling, information and knowledge-base technology to process the diverse information and (d) generate management advice and fishing strategies that would optimize the production of fish.

The Advanced Fisheries Management Information System (AFMIS), built through a collaboration of Harvard University and the Center for Marine Science and Technology at the University of Massachusetts at Dartmouth, is intended to apply state-of-the-art multidisciplinary and computational capabilities to operational fisheries management. The system development concept is aimed toward: 1) utilizing information on the “state” of ocean physics, biology, and chemistry; the assessment of spatially-resolved fish-stock population dynamics and the temporal-spatial deployment of fishing effort to be used in fishing and in the operational management of fish stocks; and, 2) forecasting and understanding physical and biological conditions leading to recruitment variability. Systems components are being developed in the context of using the Harvard Ocean Prediction System to support or otherwise interact with the: 1) synthesis and analysis of very large data sets; 2) building of a multidisciplinary multiscale model (coupled ocean physics/N-P-Z/fish dynamics/management models) appropriate for the northwest Atlantic shelf, particularly Georges Bank and Massachusetts Bay; 3) the application and development of data assimilation techniques; and, 4) with an emphasis on the incorporation of remotely sensed data into the data stream.

AFMIS is designed to model a large region of the northwest Atlantic (NWA) as the deep ocean influences the slope and shelves. Several smaller domains, including the Gulf of Maine (GOM) and Georges Bank (GB) are nested within this larger domain (Figure 1). This provides a capability to zoom into these domains with higher resolution while maintaining the essential physics which are coupled to the larger domain. AFMIS will be maintained by the assimilation of a variety of real time data. Specifically this includes sea surface temperature (SST), color (SSC), and height (SSH) obtained from several space-based remote sensors (AVHRR, SeaWiFS and Topex/Poseidon). The assimilation of the variety of real-time remotely sensed data supported by in situ data will allow nowcasting and forecasting over significant periods of time.

A real-time demonstration of concept (RTDOC) nowcasting and forecasting exercise to demonstrate important aspects of the AFMIS concept by producing real time coupled forecasts of physical fields, biological and chemical fields, and fish abundance fields took place in March-May 2000. The RTDOC was designed to verify the physics, to validate the biology and chemistry but only to demonstrate the concept of forecasting the fish fields, since the fish dynamical models are at a very early stage of development. In addition, it demonstrated the integrated system concept and the implication for future coupling of a management model. This note reports on the RTDOC.

The Littoral Ocean Observing and Predicting System (LOOPS) concept is that of a generic, versatile and portable system, applicable to multidisciplinary, multiscale generic coastal processes. The LOOPS advanced systems concept consists of: a modular, scalable structure for linking, with feedbacks, models, observational networks and data assimilation and adaptive sampling algorithms; and an efficient and robust, integrated and distributed, system software architecture and infrastructure. LOOPS applications include scientific research, coastal zone management and rapid environmental assessment for naval and civilian emergency operations. The LOOPS design is the scientific and technical conceptual basis of an interdisciplinary national littoral laboratory system. The LOOPS partners include: J.G. Bellingham (MBARI), C. Chryssostomidis (MIT), T.D. Dickey (UCSB), E. Levine (NUWC), N. Patrikalakis (MIT), D.L. Porter (JHU/APL), B.J. Rothschild (Umass-Dartmouth), H. Schmidt (MIT), K. Sherman (NMFS), D.V. Holliday (Marconi Aerospace) and D.K. Atwood (Raytheon). LOOPS objectives and accomplishments are summarized in the final section of this note.

Considering mesoscale variability in the Strait of Sicily during September 1996, the four-dimensional physical fields and their dominant variability and error covariances are estimated and studied. The methodology applied in real-time combines an intensive data survey and primitive equation dynamics based on the error subspace statistical estimation approach. A sequence of filtering and prediction problems are solved for a period of 10 days, with adaptive learning of the dominant errors. Intercomparisons with optimal interpolation fields, clear sea surface temperature images and available in situ data are utilized for qualitative and quantitative evaluations. The present estimation system is shown to be a comprehensive nonlinear and adaptive assimilation scheme, capable of providing real-time forecasts of ocean fields and associated dominant variability and error covariances. The initialization and evolution of the error subspace is explained. The dominant error eigenvectors, variance and covariance fields are illustrated and their multivariate, multiscale properties described. Five coupled features associated with the dominant variability in the Strait during August-September 1996 emerge from the dominant decomposition of the initial PE variability covariance matrix: the Adventure Bank Vortex, Maltese Channel Crest, Ionian Shelf Break Vortex, Strait of Messina Vortex, and subbasin-scale temperature and salinity fronts of the Ionian slope. From the evolution of the estimated fields and dominant predictability error covariance decompositions, several of the primitive equation processes associated with the variations of these features are revealed, decomposed and studied. In general, the estimation of the evolving dominant decompositions of the multivariate predictability error and variability covariances appears promising for ocean sciences and technology. The practical feedbacks of the present approach which include the determination of data optimals and the refinements of dynamical and measurement models are considered.

This paper describes some preliminary results of the cooperative effort between SACLANT Undersea Research Centre and Harvard University in the development of a regional descriptive and predictive capability for the Strait of Sicily. The aims of the work have been to: 1. determine and describe the underlying dynamics of the region; and, 2. rapidly assess synoptic oceanographic conditions through measurements and modeling. Based on the 1994-1996 surveys, a picture of some semi-permanent features which occur in the Strait of Sicily is beginning to emerge. Dynamical circulation studies, with assimilated data from the surveys, indicate the presence of an Adventure Bank Vortex – ABV., Maltese Channel Crest – MCC., and Ionian Shelf Break Vortex – IBV. A schematic water mass model has been developed for the region. Results from the Rapid Response 96 real-time numerical modeling experiments are presented and evaluated. A newly developed data assimilation methodology, Error Subspace Statistical Estimation – ESSE. is introduced. The ideal Error Subspace spans and tracks the scales and processes where the dominant, most energetic, errors occur, making this methodology especially useful in real-time adaptive sampling. q1999 Elsevier Science B.V. All rights reserved.

Identical twin experiments are utilized to assess and exemplify the capabilities of error subspace statistical estimation (ESSE). The experiments consists of nonlinear, primitive equation-based, idealized Middle Atlantic Bight shelfbreak front simulations. Qualitative and quantitative comparisons with an optimal interpolation (OI) scheme are made. Essential components of ESSE are illustrated. The evolution of the error subspace, in agreement with the initial conditions, dynamics, and data properties, is analyzed. The three-dimensional multivariate minimum variance melding in the error subspace is compared to the OI melding. Several advantages and properties of ESSE are discussed and evaluated. The continuous singular value decomposition of the nonlinearly evolving variations of variability and the possibilities of ESSE for dominant process analysis are illustrated and emphasized.